Wealth manager, independent · Corte Madera, CA
Cohen Capital Management Inc
SEC-registered investment adviser · CRD 107903 · SEC 801-49266
At a glance
Cohen Capital Management Inc is an SEC-registered investment adviser based in Corte Madera, California, with $1.0B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 57 individual clients, 40 of them high-net-worth, holding an average of about $12 million each, and 7 employees. That ranks it 1105th among the nation’s 5,657 independent wealth management RIAs and 135th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Wells Fargo.
Main office 415-927-8011LinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,105 of 5,657
- Rank among all SEC RIAs
- #5,388 of 17,210
- Rank in California
- #135 of 714
- Individual clients
- 57
- High-net-worth clients
- 40
- Accounts
- 110
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Jay A. CohenPresident,ceo, CCO
Custody and brokerage
Broker-dealer
No broker-dealer ties
Cohen Capital Management Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 40 | $705M | 70% |
| Corporations or other businesses | 18 | $221M | 22% |
| Charitable organizations | 6 | $59M | 6% |
| Pension and profit sharing plans | 1 | $8M | <1% |
| Individuals | 17 | $5M | <1% |
| Other | 28 | $2M | <1% |
Disciplinary disclosures
Cohen Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Cohen Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,540 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Fermata AdvisorsSonoma | $1.0B | 2,815 |
| Mirador Capital PartnersPleasanton | $1.0B | 647 |
| Aire Advisors, LLCBeverly Hills | $1.0B | 340 |
Background
Questions
How much does Cohen Capital Management Inc manage?
Cohen Capital Management Inc reports $1.0B in regulatory assets under management across 110 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does Cohen Capital Management Inc have?
It reports 57 individual clients: 40 high-net-worth individuals and 17 other individuals. Individuals account for about 71% of its regulatory assets.
Where is Cohen Capital Management Inc headquartered?
Its main office is in Corte Madera, California. It reports 1 office in total and 7 employees, 4 of whom perform investment advisory functions.
How does Cohen Capital Management Inc charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Cohen Capital Management Inc use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Wells Fargo. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Charles Schwab ($821M); Wells Fargo ($41M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Cohen Capital Management Inc a hybrid RIA with a broker-dealer?
Cohen Capital Management Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Cohen Capital Management Inc a fiduciary?
As an SEC-registered investment adviser, Cohen Capital Management Inc owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Cohen Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →