Wealth manager, wrap-program sponsor · SAN Jose, CA
Concentrum Wealth Management
Concentrum Wealth Management, Inc. · SEC-registered investment adviser · CRD 167151 · SEC 801-77888
At a glance
Concentrum Wealth Management is an SEC-registered investment adviser based in SAN Jose, California, with $987 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 381 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,569th of 8,915 wealth managers and 5,421st of 17,210 SEC-registered advisers by assets.
Main office 408-840-4030concentrumwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $987M
- Rank among wealth managers
- #1,569 of 8,915
- Rank among all SEC RIAs
- #5,421 of 17,210
- Rank in California
- #628 of 1,873
- Individual clients
- 381
- High-net-worth clients
- 179
- Accounts
- 1,546
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 3
Owners and executives on its Form ADV
- Jeffery E. FongManaging Member
- Jay C. FongManaging Member
- Jonathan G. KastingChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Concentrum Wealth Management is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 179 | $812M | 82% |
| Individuals | 202 | $73M | 7% |
| Pension and profit sharing plans | 28 | $72M | 7% |
| Corporations or other businesses | 9 | $29M | 3% |
| Charitable organizations | 2 | $1M | <1% |
Disciplinary disclosures
Concentrum Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗concentrumwealth.com ↗
AtlasMembers
The full record on Concentrum Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,578 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Concentrum Wealth Management manage?
Concentrum Wealth Management reports $987 million in regulatory assets under management across 1,546 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Concentrum Wealth Management?
Concentrum Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Concentrum Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($812 million, 179 clients); individuals ($73 million, 202 clients); pension and profit sharing plans ($72 million, 28 clients).
Does Concentrum Wealth Management have any disciplinary history?
Concentrum Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Concentrum Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →