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Est. 2026The front page of wealth managementNew York

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FP Year-end tax planning: 5 moves advisors should review with clients4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complex
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8468
    Swmg, LLCFort Worth, TX · 429 clientsWealth managerHybrid
    Pershing 99%
    $430M
  2. 8472
    Integrated Capital ManagementBloomfield Hills, MI · 448 clientsWealth manager
    Schwab 90%
    $430M
  3. 8476
    Qbox Fiduciary Solutions, LLCFort Wayne, IN · 314 clientsAsset manager
    Matrix Trust 58%American Trust Custody 42%
    $429M
  4. 8478
    Square Wave CapitalBrooklyn, NY · 3 clientsPrivate fund adviser
    Fidelity 100%
    $429M
  5. 8479
    Symphony Financial Services, Inc.Akron, OH · 641 clientsWealth managerHybrid
    LPL Financial 87%
    $429M
  6. 8480
    Lawson Kroeker Investment Management IncOmaha, NE · 142 clientsWealth manager
    U.S. Bank 60%
    $429M
  7. 8482
    Lega Z Advisory LLC7 clientsWealth manager
    UBS 49%Brown Brothers Harriman 34%
    $428M
  8. 8484
    Longwall Family OfficeWestport, CT · 50 clientsWealth manager
    EFG Bank and Trust (bahamas) LTD 58%Fidelity 42%
    $428M
  9. 8485
    Providence Financial Advisors, LLCOverland Park, KS · 186 clientsAsset manager
    Schwab 65%Fidelity 35%
    $428M
  10. 8507
    Astra Asset Management UK LimitedLondon, United Kingdom · 10 clientsPrivate fund adviser
    BNY 67%
    $426M
  11. 8509
    Omni 360 Wealth, Inc.Plainsboro, NJ · 385 clientsWealth manager
    Schwab 75%Fidelity 25%
    $426M
  12. 8522
    Paradigm Investment Advisory, LLCBridgewater, NJ · 645 clientsWealth managerWrap sponsorHybrid
    LPL Financial 81%
    $425M
  13. 8526
    Lifemark Securities Corp.Rochester, NY · 1,053 clientsBroker-dealer firmHybrid
    Fidelity 55%Schwab 45%
    $425M
  14. 8528
    Gamma Asset Management LLCSan Juan, PR · 103 clientsAsset managerHybridGamma Securities, LLC
    AV Securities 29%Pershing 28%Interactive Brokers 23%
    $425M
  15. 8532
    Hayek Kallen Investment Management L.L.C.Fairhope, AL · 200 clientsWealth manager
    Schwab 91%
    $424M
  16. 8554
    Primetrust Advisors LLCGreenville, SC · 32 clientsAsset manager
    Principal Trust 65%Transamerica Retirement Solutions 24%
    $422M
  17. 8567
    Point Bridge Capital, LLCFort Worth, TX · 37 clientsWealth manager
    Merrill / Bank of America 71%Pershing 29%
    $420M
  18. 8571
    Oriental Financial Services LLCSan Juan, PR · 468 clientsBroker-dealer firmHybrid
    Pershing 82%
    $420M
  19. 8574
    Harlow Wealth Management, Inc.Vancouver, WA · 656 clientsWealth manager
    Schwab 54%Fidelity 46%
    $419M
  20. 8577
    Ridgewood InvestmentsSpringfield, NJ · 295 clientsWealth manager
    Schwab 52%Fidelity 47%
    $419M
  21. 8578
    Seabird Investment PartnersSan Diego, CA · 57 clientsAsset manager
    Fidelity 55%Schwab 45%
    $419M
  22. 8583
    Transce3nd LLCBuda, TX · 1,620 clientsWealth managerWrap sponsorHybrid
    Schwab 82%
    $419M
  23. 8588
    Miller Value Partners, LLCSarasota, FL · 21 clientsAsset manager
    Northern Trust 81%
    $418M
  24. 8596
    Flatrock Wealth Partners LLCNewport Beach, CA · 73 clientsWealth manager
    Schwab 54%Fidelity 46%
    $418M
  25. 8599
    Cedar Wealth Management72 clientsWealth manager
    Schwab 79%
    $417M
  26. 8601
    Castleview Partners, LLCDallas, TX · 594 clientsWealth managerHybrid
    Schwab 73%Fidelity 27%
    $417M
  27. 8606
    Two Prime Inc.30 clientsAsset manager
    Fidelity 98%
    $416M
  28. 8607
    Market Investment Group, LLCWichita, KS · 1,814 clientsWealth manager
    Schwab 68%Lincoln Financial Investment Services 32%
    $416M
  29. 8610
    Bard Associates IncChicago, IL · 181 clientsWealth manager
    Fidelity 58%Schwab 42%
    $416M
  30. 8614
    Allard Partners LimitedCentral, Hong Kong · 5 clientsPrivate fund adviser
    Lombard Odier 84%
    $416M
  31. 8617
    Royal Oak Financial GroupWorthington, OH · 412 clientsWealth manager
    Interactive Brokers 87%
    $416M
  32. 8618
    Davidson Kahn Capital Management, LLCSherman Oaks, CA · 252 clientsWealth manager
    Schwab 70%
    $415M
  33. 8631
    Northeast Planning Associates, Inc.Bedford, NH · 959 clientsWealth managerWrap sponsorHybrid
    Tiaa-Cref Individual & Institutional Services 51%LPL Financial 49%
    $414M
  34. 8634
    Gold Coast Wealth Management, LLCJericho, NY · 157 clientsWealth managerHybrid
    Schwab 63%Merrill / Bank of America 32%
    $414M
  35. 8637
    Watershed Private WealthOak Brook, IL · 144 clientsWealth manager
    Fidelity 76%Schwab 24%
    $414M
  36. 8638
    Clearwell GroupTampa, FL · 60 clientsWealth manager
    Fidelity 84%
    $414M
  37. 8642
    Northbridge Financial Group, LLCTampa, FL · 487 clientsWealth managerWrap sponsorHybrid
    Schwab 46%LPL Financial 29%Fidelity 25%
    $413M
  38. 8643
    SWS Capital Management, LLCNew York, NY · 7 clientsPrivate fund adviserHybridSiebert Williams Shank & Co., LLC
    BNY 34%U.S. Bank 34%UMB Bank 32%
    $413M
  39. 8646
    Altamont Capital ManagementAsheville, NC · 163 clientsWealth manager
    Schwab 87%
    $412M
  40. 8657
    Slagle Financial, LLC.Edwardsville, IL · 1,510 clientsWealth manager
    Fidelity 84%
    $412M

RIAs by state