Wealth manager, independent · Springfield, NJ
Ridgewood Investments
Ridgewood Investments LLC · SEC-registered investment adviser · CRD 121220 · SEC 801-66378
At a glance
Ridgewood Investments is an SEC-registered investment adviser based in Springfield, New Jersey, with $419 million in regulatory assets under management as of its Form ADV filed April 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 170 individual clients. By Form ADV it is a wealth manager, ranked 3,346th of 8,915 wealth managers and 8,577th of 17,210 SEC-registered advisers by assets.
Main office 973-544-6970ridgewoodinvestments.comAs filed on Form ADV
- Regulatory AUM
- $419M
- Rank among wealth managers
- #3,346 of 8,915
- Rank among all SEC RIAs
- #8,577 of 17,210
- Rank in New Jersey
- #199 of 392
- Individual clients
- 170
- High-net-worth clients
- 56
- Accounts
- 576
- Discretionary
- 85% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 4
Owners and executives on its Form ADV
- Kaushal B. MajmudarPresident, Managing Member, Chief Investment Officer and Chief Compliance Officer
- Ahalya Nava-MajmudarMember/vp
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 56 | $222M | 53% |
| Individuals | 114 | $72M | 17% |
| Other | 26 | $62M | 15% |
| Pooled investment vehicles | 62 | $33M | 8% |
| Pension and profit sharing plans | 37 | $29M | 7% |
Private funds
Ridgewood Investments reports 7 private funds with $40M in gross assets: hedge funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Ridgewood Investments reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ridgewoodinvestments.com ↗
AtlasMembers
The full record on Ridgewood Investments
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,911 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ridgewood Investments manage?
Ridgewood Investments reports $419 million in regulatory assets under management across 576 accounts, 85% of it on a discretionary basis, on its Form ADV filed April 3, 2026.
What kind of firm is Ridgewood Investments?
Ridgewood Investments is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Ridgewood Investments’s clients?
By assets, its largest client types are high-net-worth individuals ($222 million, 56 clients); individuals ($72 million, 114 clients); other ($62 million, 26 clients).
Does Ridgewood Investments manage private funds?
Yes. It reports 7 private funds with $40 million in gross assets, including hedge funds, real estate funds, other private funds.
Does Ridgewood Investments have any disciplinary history?
Ridgewood Investments reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ridgewood Investments’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →