Wealth manager, wrap-program sponsor · Bridgewater, NJ
Paradigm Investment Advisory, LLC
SEC-registered investment adviser · CRD 334370 · SEC 801-131802
At a glance
Paradigm Investment Advisory, LLC is an SEC-registered investment adviser based in Bridgewater, New Jersey, with $425 million in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is individuals, and it reports 644 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,311th of 8,915 wealth managers and 8,522nd of 17,210 SEC-registered advisers by assets.
Main office 908-450-7402paradigm-partners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $425M
- Rank among wealth managers
- #3,311 of 8,915
- Rank among all SEC RIAs
- #8,522 of 17,210
- Rank in New Jersey
- #196 of 392
- Individual clients
- 644
- High-net-worth clients
- 563
- Accounts
- 645
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 9
- Offices
- 4
Owners and executives on its Form ADV
- Andrew N. KoltunowiczManaging Partner
- David T. ProvinsalManaging Director/cco
- Joseph K. WhiteManaging Partner
Custody and brokerage
Broker-dealer
Hybrid RIA
Paradigm Investment Advisory, LLC is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
es, (“Advisory Persons”) of Paradigm may also be registered representatives of LPL Financial LLC ("LPL Financial"), a securities broker-dealer, and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Invest
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 81 | $238M | 56% |
| High-net-worth individuals | 563 | $154M | 36% |
| Charitable organizations | 1 | $33M | 8% |
Disciplinary disclosures
Paradigm Investment Advisory, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗paradigm-partners.com ↗
AtlasMembers
The full record on Paradigm Investment Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 5,877 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Paradigm Investment Advisory, LLC manage?
Paradigm Investment Advisory, LLC reports $425 million in regulatory assets under management across 645 accounts, 100% of it on a discretionary basis, on its Form ADV filed October 1, 2026.
What kind of firm is Paradigm Investment Advisory, LLC?
Paradigm Investment Advisory, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Paradigm Investment Advisory, LLC’s clients?
By assets, its largest client types are individuals ($238 million, 81 clients); high-net-worth individuals ($154 million, 563 clients); charitable organizations ($33 million, 1 clients).
Does Paradigm Investment Advisory, LLC have any disciplinary history?
Paradigm Investment Advisory, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Paradigm Investment Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →