Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7005
    Greenbush Financial Group, LLCAlbany, NY · 800 clientsWealth manager
    Fidelity 65%
    $617M
  2. 7007
    Grey Ledge Advisors, LLCGuilford, CT · 887 clientsWealth managerBank-affiliated
    Fidelity 63%Schwab 37%
    $616M
  3. 7009
    FMB Wealth ManagementWestlake Village, CA · 324 clientsWealth manager
    Fidelity 85%
    $616M
  4. 7016
    Envoy Advisory Inc.Colorado Springs, CO · 1,999 clientsWealth manager
    Matrix Trust 84%
    $615M
  5. 7017
    Financial Alternatives, Inc.La Jolla, CA · 271 clientsWealth manager
    Schwab 62%Fidelity 38%
    $615M
  6. 7020
    Darwin Wealth ManagementTampa, FL · 835 clientsWealth manager
    Goldman Sachs 71%Schwab 26%
    $614M
  7. 7021
    Zega Investments, LLCPalm Beach Gardens, FL · 224 clientsAsset manager
    Schwab 82%
    $614M
  8. 7028
    Capital A Wealth ManagementCranberry Twp., PA · 1,162 clientsWealth managerWrap sponsorHybrid
    Schwab 95%
    $613M
  9. 7034
    Quartz Partners Investment ManagementSaratoga Springs, NY · 772 clientsWealth managerWrap sponsorHybridEtico Partners, LLC, clears through RBC Capital Markets
    RBC 90%
    $612M
  10. 7036
    Mulholland Wealth Advisors, LLCScottsdale, AZ · 78 clientsAsset managerHybrid
    Schwab 76%Fidelity 24%
    $612M
  11. 7039
    Steffes Financial, LTDOverland Park, KS · 265 clientsWealth manager
    Schwab 81%
    $611M
  12. 7041
    Peregrine Asset Advisers, Inc.Portland, OR · 476 clientsWealth manager
    Fidelity 94%
    $611M
  13. 7042
    Financial Plans & Strategies, Inc.Greenwood, IN · 1,081 clientsWealth manager
    Altruist 55%Schwab 45%
    $611M
  14. 7044
    Weinand Financial, Inc.Lacey, WA · 438 clientsWealth manager
    Capital Client Group 76%Schwab 24%
    $610M
  15. 7050
    Stonemark Wealth ManagementPasadena, CA · 411 clientsWealth managerHybrid
    Fidelity Distributors Company 57%Schwab 43%
    $610M
  16. 7051
    Woodward Diversified Capital, LLCBakersfield, CA · 451 clientsWealth managerWrap sponsor
    Goldman Sachs 59%Wells Fargo 41%
    $610M
  17. 7056
    Beacon Harbor Wealth AdvisorsVirginia Beach, VA · 572 clientsWealth managerWrap sponsor
    Wells Fargo 77%Schwab 23%
    $608M
  18. 7057
    Inlet Private Wealth, LLCJupiter, FL · 121 clientsWealth manager
    Fidelity 90%
    $608M
  19. 7059
    Gradient Wealth ManagementArden Hills, MN · 4,553 clientsBroker-dealer firmHybrid
    SEI 46%
    $608M
  20. 7060
    Ironwood Wealth Management, LLCChandler, AZ · 459 clientsWealth manager
    Schwab 68%Fidelity 32%
    $608M
  21. 7063
    The Enterprise Investment CompanyFarmington Hills, MI · 841 clientsWealth managerHybridThe Enterprise Securities Company
    Schwab 70%Fidelity 29%
    $607M
  22. 7068
    Caldwell Sutter Capital, Inc.Sausalito, CA · 546 clientsBroker-dealer firmHybrid
    Wedbush Securities 52%Schwab 48%
    $606M
  23. 7069
    Prostatis Financial Advisors GroupHanover, MD · 1,568 clientsWealth managerHybrid
    Schwab 62%Fidelity 38%
    $605M
  24. 7076
    Destiny Family OfficeTavares, FL · 62 clientsWealth manager
    Goldman Sachs 48%Folio 28%Schwab 24%
    $605M
  25. 7078
    Proaltus USAMiami, FL · 94 clientsPrivate fund adviser
    Actinver 69%
    $605M
  26. 7084
    Deuterium Capital Management, LLCClearwater, FL · 6 clientsAsset manager
    Merrill / Bank of America 44%Morgan Stanley 35%
    $604M
  27. 7098
    Dunhill FinancialLondon, United Kingdom · 996 clientsWealth manager
    Interactive Brokers 41%Fidelity 39%
    $602M
  28. 7099
    Lunt Capital Management Inc.Holladay, UT · 232 clientsAsset manager
    Schwab 59%Pershing 23%
    $601M
  29. 7101
    Alliance Wealth Advisors, LLCScranton, PA · 677 clientsWealth manager
    Raymond James 51%Schwab 49%
    $601M
  30. 7103
    Aton Financial LLCSan Juan, PR · 274 clientsWealth manager
    Schwab 88%
    $601M
  31. 7106
    Sequoia Wealth Management, LLCBarrington, IL · 1,640 clientsWealth managerWrap sponsorHybrid
    Assetmark Brokerage 61%LPL Financial 39%
    $600M
  32. 7108
    Giverny Capital Asset ManagementNew York, NY · 346 clientsWealth manager
    Schwab 86%
    $599M
  33. 7109
    Wealth Advisory Solutions, LLCZionsville, IN · 684 clientsWealth manager
    Wells Fargo 71%Schwab 29%
    $599M
  34. 7111
    Mainsail Asset Management, LLCBirmingham, AL · 188 clientsWealth manager
    Fidelity 57%Schwab 43%
    $599M
  35. 7116
    Lone Peak Global Investors, LLCAlpine, UT · 152 clientsAsset managerHybrid
    Northern Trust 29%Schwab 29%Fifth Third Securities 24%
    $598M
  36. 7117
    Concorde Asset Management, LLCAnn Arbor, MI · 3,705 clientsWealth managerHybridConcorde Investment Services, LLC, clears through Pershing, RBC Capital Markets
    Schwab 80%
    $598M
  37. 7122
    Jaffa Capital Management LLCClifton, NJ · 32 clientsAsset manager
    Truist Bank 75%First Horizon Advisors 25%
    $597M
  38. 7141
    Hogantaylor WealthTulsa, OK · 385 clientsWealth manager
    Fidelity 54%Schwab 46%
    $593M
  39. 7145
    Wealth Preservation Advisors, LLCChattanooga, TN · 330 clientsWealth manager
    Schwab 76%Raymond James 24%
    $592M
  40. 7146
    Hoxton Planning & Management, LLCShepherdstown, WV · 392 clientsWealth manager
    Fidelity Distributors Company 82%
    $592M

RIAs by state