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Est. 2026The front page of wealth managementNew York

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4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,295 firms manage $19.1 trillionFidelity

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2158
    Cardinal Point Wealth ManagementToronto, On, Canada · 2,387 clientsWealth managerAffiliated broker-dealer
    National Bank Independent Network 49%
    $4.8B
  2. 2159
    Sowell ManagementNorth Little Rock, AR · 6,624 clientsWealth managerHybridPrivate Client Services, LLC, Purshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity), Hilltop Securities
    Fidelity 67%Schwab 33%
    $4.8B
  3. 2165
    Highpoint Planning PartnersDowners Grove, IL · 9,258 clientsWealth managerWrap sponsorHybrid
    LPL Financial 83%
    $4.8B
  4. 2172
    The Ascent Group, LLCVirginia Beach, VA · 4,292 clientsWealth managerHybridAlera Securities LLC
    Fidelity 39%Schwab 34%Assetmark Trust 27%
    $4.8B
  5. 2177
    GWN Securities Inc.Palm Beach Gardens, FL · 37,793 clientsBroker-dealer firmHybridAbacus Investments, Inc., Money Concepts Capital Corp, clears through Hilltop Securities
    Fidelity 56%Matrix Trust 44%
    $4.8B
  6. 2184
    JFS Wealth Advisors, LLCHermitage, PA · 2,340 clientsWealth managerAffiliated broker-dealer
    Schwab 72%Fidelity 28%
    $4.7B
  7. 2204
    Diversify Advisory Services, LLCSouth Jordan, UT · 5,322 clientsWealth managerHybridDfpg Investments, LLC, Wade Read Capital, LLC
    Schwab 52%Fidelity 48%
    $4.6B
  8. 2210
    Verdence Capital Advisors, LLCHunt Valley, MD · 1,876 clientsWealth manager
    Fidelity 86%
    $4.6B
  9. 2215
    Ancora Advisors LLCMayfield Heights, OH · 307 clientsAsset managerHybridInverness Securities, LLC
    Fifth Third Bank 60%Fidelity 26%
    $4.6B
  10. 2226
    Twin Focus Capital Partners, LLCBoston, MA · 83 clientsWealth manager
    Schwab 53%Fidelity 37%
    $4.6B
  11. 2244
    Franklin Street Advisors Inc.Chapel Hill, NC · 413 clientsWealth managerBank-affiliatedAffiliated broker-dealerComerica Securities,inc., Fifth Third Securities, Inc.
    SEI 56%Fidelity 44%
    $4.5B
  12. 2251
    Spire Wealth Management, LLCMcLean, VA · 6,379 clientsWealth managerHybridSpire Securities, LLC, clears through National Financial Services (Fidelity), Pershing
    Fidelity 79%
    $4.5B
  13. 2253
    Goelzer Investment ManagementCarmel, IN · 695 clientsAsset manager
    Fidelity 100%
    $4.5B
  14. 2263
    Connecticut Wealth Management, LLCFarmington, CT · 1,517 clientsWealth managerHybrid
    Fidelity 100%
    $4.5B
  15. 2288
    Sand Hill Global Advisors, LLCPalo Alto, CA · 572 clientsWealth manager
    Fidelity 60%Schwab 40%
    $4.4B
  16. 2296
    Advisory Alpha, LLCHolland, MI · 13,831 clientsWealth managerHybrid
    Schwab 86%
    $4.4B
  17. 2306
    Northcrest Asset ManagementPlymouth, MNAsset managerHybridWealth Enhancement Brokerage Services, LLC, clears through National Financial Services (Fidelity)
    Schwab 57%Fidelity 43%
    $4.3B
  18. 2308
    PCA Investment Advisory Services, Inc.Cincinnati, OH · 1,175 clientsAsset manager
    Fidelity 51%Schwab 37%
    $4.3B
  19. 2311
    Pallas Capital Advisors, LLCBraintree, MA · 1,221 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $4.3B
  20. 2321
    Sage Mountain Advisors, LLCAtlanta, GA · 193 clientsWealth manager
    Fidelity 100%
    $4.3B
  21. 2323
    Turtle Creek TrustDallas, TX · 101 clientsWealth manager
    Fidelity 100%
    $4.3B
  22. 2337
    Reynders, McVeigh Capital Management, LLCBoston, MA · 749 clientsWealth manager
    Fidelity 75%Fifth Third Bank 25%
    $4.2B
  23. 2341
    B. Riley Wealth Advisors, Inc.Memphis, TN · 10,573 clientsWealth managerPublic-company ownedHybridB. Riley Securities, Inc., B. Riley Wealth Management, Inc., clears through National Financial Services (Fidelity)
    Fidelity 60%Wells Fargo 40%
    $4.2B
  24. 2342
    Scharf Investments, LLCLos Gatos, CA · 1,395 clientsAsset managerAffiliated broker-dealerIM Global US Distributors LLC
    Schwab 40%U.S. Bank 34%
    $4.2B
  25. 2344
    Halbert HargroveLong Beach, CA · 1,518 clientsWealth manager
    Fidelity 87%
    $4.2B
  26. 2354
    Texas Capital Bank Private Wealth AdvisorsDallas, TX · 735 clientsWealth managerBank-affiliatedHybridTcbi Securities, Inc.
    Pershing 94%
    $4.2B
  27. 2360
    Sound Income Strategies, LLCFort Lauderdale, FL · 24,757 clientsWealth managerHybridSound Income Wealth, LLC
    Schwab 84%
    $4.2B
  28. 2364
    Essex Financial Services, Inc.Essex, CT · 2,963 clientsWealth managerBank-affiliatedHybrid
    Fidelity 94%
    $4.2B
  29. 2367
    Cetera Planning PartnersLeawood, KS · 4,849 clientsWealth managerBank-affiliatedAffiliated broker-dealerAvantax Investment Services, Inc., Cetera Advisors LLC, clears through Pershing
    Schwab 91%
    $4.2B
  30. 2377
    Archpoint InvestorsCoral Gables, FL · 38 clientsWealth manager
    J.P. Morgan 37%Fidelity 34%Schwab 28%
    $4.1B
  31. 2378
    Northwest Asset ManagementMercer Island, WA · 2,776 clientsWealth manager
    Fidelity 63%Schwab 37%
    $4.1B
  32. 2388
    Diversify Wealth Management, LLCSouth Jordan, UT · 4,857 clientsWealth managerHybridDfpg Investments, LLC
    Schwab 57%Fidelity 43%
    $4.1B
  33. 2395
    Keel Point, LLCHuntsville, AL · 1,613 clientsBroker-dealer firmHybridKeel Point Capital, LLC, clears through National Financial Services (Fidelity)
    Fidelity 89%
    $4.1B
  34. 2400
    Promanage, LLCChicago, IL · 3 clientsAsset manager
    Fidelity 100%
    $4.1B
  35. 2402
    Thoroughbred Financial Services, LLCBrentwood, TN · 3,567 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $4.0B
  36. 2417
    Corecap AdvisorsSouthfield, MI · 9,677 clientsWealth managerHybridCorecap Investments, LLC, The Leaders Group, Inc.
    Schwab 99%
    $4.0B
  37. 2422
    Advus Financial Partners, LLCWinter Park, FL · 528 clientsAsset manager
    Fidelity Management Trust 37%Fidelity 32%Empower Trust Co 30%
    $4.0B
  38. 2424
    Nordwand AdvisorsRadnor, PA · 67 clientsWealth manager
    Fidelity 83%
    $4.0B
  39. 2433
    Vernal Point Advisors, LLCSan Francisco, CA · 20 clientsWealth managerHybrid
    J.P. Morgan 44%Fidelity 23%
    $3.9B
  40. 2447
    Ancora Private Wealth Advisors, LLCCleveland, OH · 4,509 clientsWealth managerHybridInverness Securities, LLC
    Fidelity 58%Schwab 42%
    $3.9B

RIAs by state