Asset manager · Carmel, IN
Goelzer Investment Management
Goelzer Investment Management, Inc. · SEC-registered investment adviser · CRD 44402 · SEC 801-55588
At a glance
Goelzer Investment Management is an SEC-registered investment adviser based in Carmel, Indiana, with $4.5 billion in regulatory assets under management as of its Form ADV filed July 1, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 577 individual clients. By Form ADV it is a asset manager, ranked 729th of 3,218 asset managers and 2,253rd of 17,210 SEC-registered advisers by assets.
Main office 317-264-2600goelzerinc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $4.5B
- Rank among asset managers
- #729 of 3,218
- Rank among all SEC RIAs
- #2,253 of 17,210
- Rank in Indiana
- #10 of 146
- Individual clients
- 577
- High-net-worth clients
- 404
- Accounts
- 1,945
- Discretionary
- 96% of AUM
- Employees
- 34
- Advisory staff
- 22
- Offices
- 1
Owners and executives on its Form ADV
- Gregory W. GoelzerChairman and CEO
- Brett D. McKameySenior Partner
- James A. ConcannonSenior Partner
- Gavin W. StephensChief Investment Officer
- Donald J. HutchinsonChief Growth Officer
- Brian J. PyneManaging Director, Private Client
- Brandon S. WatsonChief Compliance Officer
- Cheryl A. AckermanChief Financial Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 404 | $2.0B | 45% |
| Charitable organizations | 42 | $1.4B | 30% |
| State or municipal government entities | 35 | $575M | 13% |
| Corporations or other businesses | 19 | $213M | 5% |
| Other | 10 | $199M | 4% |
| Individuals | 173 | $110M | 2% |
| Pension and profit sharing plans | 12 | $9M | <1% |
Disciplinary disclosures
Goelzer Investment Management answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗goelzerinc.com ↗
AtlasMembers
The full record on Goelzer Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 718 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Goelzer Investment Management manage?
Goelzer Investment Management reports $4.5 billion in regulatory assets under management across 1,945 accounts, 96% of it on a discretionary basis, on its Form ADV filed July 1, 2026.
What kind of firm is Goelzer Investment Management?
Goelzer Investment Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Goelzer Investment Management’s clients?
By assets, its largest client types are high-net-worth individuals ($2.0 billion, 404 clients); charitable organizations ($1.4 billion, 42 clients); state or municipal government entities ($575 million, 35 clients).
Does Goelzer Investment Management have any disciplinary history?
Goelzer Investment Management answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Goelzer Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →