Senior Partner · Goelzer Investment Management
James A. Concannon
CRD 1722214 · Named on Form ADV at one SEC-registered adviser
At a glance
Goelzer Investment Management, an SEC-registered asset manager based in Carmel, IN with $4.5 billion in regulatory assets, lists James A. Concannon on its Form ADV as Senior Partner.
Firms and roles
- Goelzer Investment ManagementSenior PartnerAsset manager · Carmel, IN · $4.5B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2001 (24 years)
- Designations
- Certified Financial Planner, Chartered Financial Analyst
- Exams
- Series 63, Series 65
- Registered in
- 12 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Gregory W. GoelzerChairman and CEO, Goelzer Investment Management
- Brett D. McKameySenior Partner, Goelzer Investment Management
- Gavin W. StephensChief Investment Officer, Goelzer Investment Management
- Donald J. HutchinsonChief Growth Officer, Goelzer Investment Management
- Brian J. PyneManaging Director, Private Client, Goelzer Investment Management
2 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.