Wealth manager, independent · Atlanta, GA
Sage Mountain Advisors, LLC
SEC-registered investment adviser · CRD 298593 · SEC 801-114002
At a glance
Sage Mountain Advisors, LLC is an SEC-registered investment adviser based in Atlanta, Georgia, with $4.3B in regulatory assets under management as of its Form ADV filed July 9, 2026. It reports 186 individual clients, 161 of them high-net-worth, holding an average of about $22 million each, and 31 employees. That ranks it 262nd among the nation’s 5,657 independent wealth management RIAs and 12th of 171 in Georgia. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 404-795-8361sagemountainadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $4.3B
- Rank among independent wealth managers
- #262 of 5,657
- Rank among all SEC RIAs
- #2,321 of 17,210
- Rank in Georgia
- #12 of 171
- Individual clients
- 186
- High-net-worth clients
- 161
- Accounts
- 193
- Discretionary
- 100% of AUM
- Employees
- 31
- Advisory staff
- 20
- Offices
- 1
Owners and executives on its Form ADV
- Scott M. NeuChief Executive Officer and Member
- Anthony J. CoxPresident, Chief Investment Officer and Member
- Andrea W. ImerajChief Compliance Officer
- Brent M. YamaatoChief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Sage Mountain Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 161 | $4.0B | 94% |
| Charitable organizations | 4 | $234M | 5% |
| Pooled investment vehicles | 3 | $27M | <1% |
| Individuals | 25 | $5M | <1% |
Private funds
Sage Mountain Advisors, LLC reports 3 private funds with $31M in gross assets: hedge funds, venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Sage Mountain Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗sagemountainadvisors.com ↗
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The full record on Sage Mountain Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 950 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Georgia
All of Georgia →| Firm | Regulatory AUM | Clients |
|---|---|---|
| BalentineAtlanta | $5.5B | 439 |
| BIP Wealth, LLCAtlanta | $5.3B | 3,108 |
| IFG Advisory, LLCAtlanta | $4.8B | 9,038 |
| ZWJ Investment Counsel IncAtlanta | $4.2B | 990 |
| Southeast Asset Advisors, LLCThomasville | $4.2B | 281 |
| Aprio Wealth Management, LLCAtlanta | $4.2B | 1,592 |
Background
Questions
How much does Sage Mountain Advisors, LLC manage?
Sage Mountain Advisors, LLC reports $4.3B in regulatory assets under management across 193 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 9, 2026.
How many clients does Sage Mountain Advisors, LLC have?
It reports 186 individual clients: 161 high-net-worth individuals and 25 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Sage Mountain Advisors, LLC headquartered?
Its main office is in Atlanta, Georgia. It reports 1 office in total and 31 employees, 20 of whom perform investment advisory functions.
How does Sage Mountain Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Sage Mountain Advisors, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 9, 2026, it reports these amounts held: Fidelity ($3.5B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Sage Mountain Advisors, LLC a hybrid RIA with a broker-dealer?
Sage Mountain Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Sage Mountain Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Sage Mountain Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Sage Mountain Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →