Thursday, October 29, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN Vestmark, Allspring team up on advisor-built model portfoliosIN A successful AI workforce isn’t about agents, says Humanity Labs CEOWM Schwab to Push Bank Capabilities for RIAs to Compete With WirehousesIN Schwab IMPACT 2026 full conference coverageWM Raymond James Recruiting Across Affiliation ModelsIN Schwab finds RIAs embrace AI, alternatives but hold fiduciary lineWM Want to Know Your Clients Better? Ask Them These 10 QuestionsIN Envestnet eyes RIA benefits of Vestmark dealWSR Mercer Advisors’ Laura Combs Discusses Building A Culture Where People ThriveWSR Merchant’s Bryan Staff On Matching Capital To An RIA’s Future
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16445
    Alamos Capital, LLCTucson, AZ · 1 clientsPrivate fund adviserHybridUnion Capital Company
    No custodian reported
    $1M
  2. 16448
    Richmond CapitalMiami, FL · 7 clientsWealth managerHybrid
    Interactive Brokers 100%
    $927K
  3. 16449
    Fortuna Funds, LLCDallas, TX · 1 clientsAsset managerHybrid
    No custodian reported
    $915K
  4. 16453
    Oppenheimerfunds IncAtlanta, GA · 1 clientsPrivate fund adviserHybridInvesco CLO Equity Fund 6 LLC, Invesco Capital Markets, Inc.
    No custodian reported
    $828K
  5. 16457
    Onedigital Asset ManagementOverland Park, KSAsset managerHybridPWL Capital Inc.
    Schwab 100%
    $762K
  6. 16459
    Exos Asset Management LLCNew York, NY · 4 clientsPrivate fund adviserHybridExos Securities LLC
    Anchorage Digital 100%
    $682K
  7. 16463
    Kubence1 clientsWealth managerHybrid
    Interactive Brokers 100%
    $570K
  8. 16464
    NPW Inc.Oakville, Ontario, CanadaWealth managerHybridNour Private Wealth Inc.
    Interactive Brokers 100%
    $536K
  9. 16466
    Valley Financial Management, Inc.New York, NY · 124 clientsBroker-dealer firmHybrid
    Pershing 100%
    $473K
  10. 16469
    Pinnacle Advisors LLCEast Syracuse, NY · 2 clientsPrivate fund adviserHybridPinnacle Investments, LLC
    No custodian reported
    $433K
  11. 16473
    New DAY Wealth Management, LLCRussellville, AR · 8 clientsWealth managerHybridSt. Bernard Financial Services, Inc.
    No custodian reported
    $355K
  12. 16474
    Ventum Advisors Corp.Toronto, CanadaWealth managerHybridVentum Financial (US) Corp., Ventum Financial Corp.
    RBC 100%
    $355K
  13. 16496
    Bulltick4u Advisor, LLCMiami, FL · 5 clientsWealth managerHybridBulltick, LLC, clears through Pershing
    Interactive Brokers 100%
    $143K
  14. 16499
    Axxes Advisors LLCCoral Gables, FL · 1 clientsAsset managerHybrid
    No custodian reported
    $100K
  15. 16500
    Vega Capital Partners LLC1 clientsAsset managerHybrid
    No custodian reported
    $100K
  16. 16509
    BinvestingHouston, TX · 6 clientsWealth managerBank-affiliatedHybridBanorte Securities International LTD, Casa De Bolsa Banorte, S.A. De C.V., clears through Pershing
    Pershing 100%
    $52K
  17. 16513
    VantarNew York, NY · 250 clientsWealth managerHybrid
    No custodian reported
    $40K
  18. 16525
    TE Advisors LLCQuincy, MA · 13 clientsWealth managerHybridTapp Engine Securities, LLC
    No custodian reported
    $11K
  19. 16536
    Wealthyx5 clientsWealth managerWrap sponsorHybridKapitall Generation, LLC
    Rhode Island Higher Education Savings Trust (rihest) 100%
    $1K
  20. 16537
    Vest Wealth Inc.4 clientsWealth managerHybridNorthbound Securities LLC
    No custodian reported
    $0K
  21. 16538
    Kraken Adviser LLCFort Lauderdale, FL · 9 clientsWealth managerHybridKraken Securities LLC
    No custodian reported
    $0K
  22. 16547
    PantheonSan Francisco, CA · 10 clientsPrivate fund adviserHybridPantheon Securities, LLC
    No custodian reported
    $0K
  23. 16548
    Penserra Global Investors LLCOrinda, CAAsset managerHybridPenserra Securities, LLC
    No custodian reported
    $0K
  24. 16549
    Zacks Intelligence LLCChicago, IL · 1 clientsWealth managerHybridLbmz Securities, Inc., clears through Interactive Brokers
    Schwab 0%Fidelity 0%
    $0K
  25. 16552
    Deutsche Bank Securities Inc.New York, NYBroker-dealer firmHybridDWS Distributors, Inc., Deutsche Bank AG
    No custodian reported
    $0
  26. 16553
    Northwestern Mutual Investment Services,llcMilwaukee, WI · 1 clientsBroker-dealer firmHybrid
    No custodian reported
    $0
  27. 16554
    Neuberger Berman BD LLCNew York, NYBroker-dealer firmHybrid
    No custodian reported
    $0
  28. 16555
    AON Securities LLCChicago, ILBroker-dealer firmHybridAON Securities (hong Kong) Limited, AON Securities Limited
    No custodian reported
    $0
  29. 16556
    Federated Securities Corp.Pittsburgh, PABroker-dealer firmHybrid
    No custodian reported
    $0
  30. 16557
    Charles Schwab & Co., Inc.San Francisco, CABroker-dealer firmHybridCharles Schwab SG PTE. LTD., Charles Schwab, Hong Kong, Limited
    No custodian reported
    $0
  31. 16558
    Usaa Investment Services CompanySan Antonio, TX · 2,635 clientsBroker-dealer firmHybrid
    No custodian reported
    $0
  32. 16559
    Pruco Securities, LLCNewark, NJBroker-dealer firmHybridPrudential Annuities Distributors, Inc, Prudential Investment Management Services LLC
    No custodian reported
    $0
  33. 16560
    Capital Client Group, Inc.Los Angeles, CABroker-dealer firmHybrid
    No custodian reported
    $0
  34. 16561
    International Assets Advisory, LLCOrlando, FLBroker-dealer firmHybridBHS Financial, LLC, Primus Financial Services, LLC
    No custodian reported
    $0
  35. 16562
    Nationwide Securities, LLCColumbus, OH · 108 clientsBroker-dealer firmHybridNationwide Fund Distributors LLC, Nationwide Investment Services Corporation
    No custodian reported
    $0
  36. 16563
    Horace Mann Investors, Inc.Springfield, ILBroker-dealer firmHybridBCG Securities, Inc.
    No custodian reported
    $0
  37. 16564
    Needham & Company, LLCNew York, NY · 20 clientsBroker-dealer firmHybrid
    No custodian reported
    $0
  38. 16565
    Missionsquare Wealth ManagementWashington, DCBroker-dealer firmHybrid
    No custodian reported
    $0
  39. 16566
    USI Securities, Inc.Glastonbury, CT · 163 clientsBroker-dealer firmHybrid
    No custodian reported
    $0
  40. 16567
    MMA Securities LLCNew York, NY · 10,839 clientsBroker-dealer firmHybridMMC Securities (ireland) Limited, MMC Securities LLC, clears through Pershing
    No custodian reported
    $0

RIAs by state