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Broker-dealer firm · Columbus, OH

Nationwide Securities, LLC

SEC-registered investment adviser · CRD 11173 · SEC 801-69260

At a glance

Nationwide Securities, LLC is an SEC-registered investment adviser based in Columbus, Ohio, with $0 in regulatory assets under management as of its Form ADV filed July 16, 2026. It reports 108 individual clients. By Form ADV it is a broker-dealer firm, ranked 373rd of 391 broker-dealer firms and 16,562nd of 17,210 SEC-registered advisers by assets.

Main office 888-753-7364nationwide.comAs filed on Form ADV

Regulatory AUM
$0M
Rank among broker-dealer firms
#373 of 391
Rank among all SEC RIAs
#16,562 of 17,210
Rank in Ohio
#396 of 403
Individual clients
108
High-net-worth clients
0
Accounts
0
Discretionary
0% of AUM
Employees
26
Advisory staff
7
Offices
8

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Nationwide Securities, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Nationwide Securities, LLC is a hybrid RIA: 26 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Nationwide Fund Distributors LLC and Nationwide Investment Services Corporation.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals108$0M–

Disciplinary disclosures

Nationwide Securities, LLC answers yes to 20 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗nationwide.com ↗

AtlasMembers

The full record on Nationwide Securities, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 28 peers of its type and size
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Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
3Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Nationwide Securities, LLC manage?

Nationwide Securities, LLC reports $0 in regulatory assets under management, on its Form ADV filed July 16, 2026.

What kind of firm is Nationwide Securities, LLC?

Nationwide Securities, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons.

Who are Nationwide Securities, LLC’s clients?

By assets, its largest client types are individuals ($0, 108 clients).

Does Nationwide Securities, LLC have any disciplinary history?

Nationwide Securities, LLC answers yes to 20 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Nationwide Securities, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →