AVP, Finance Controllership-Nf and Finop · Nationwide Securities, LLC
Ewan Theodore Roswell
CRD 3056545 · Named on Form ADV at one SEC-registered adviser
At a glance
Nationwide Securities, LLC, an SEC-registered broker-dealer firm based in Columbus, OH with $0 in regulatory assets, lists Ewan Theodore Roswell on its Form ADV as AVP, Finance Controllership-Nf and Finop, a control person.
Firms and roles
- Nationwide Securities, LLCAVP, Finance Controllership-Nf and FinopBroker-dealer firm · Columbus, OH · $0M in regulatory assets
AtlasMembers
Ewan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Steven A. GinnanBoard Manager, Nationwide Securities, LLC
- Kevin Thomas JesticeBoard Manager, Nationwide Securities, LLC
- Tammara E. FlaglerPresident, Nationwide Securities, LLC
- James Richard SeversonChief Compliance Officer, Nationwide Securities, LLC
- Joseph Nicholas AnianoBoard Manager, Nationwide Securities, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ewan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.