Broker-dealer firm · SAN Antonio, TX
Usaa Investment Services Company
SEC-registered investment adviser · CRD 5475 · SEC 801-126328
At a glance
Usaa Investment Services Company is an SEC-registered investment adviser based in SAN Antonio, Texas, with $0 in regulatory assets under management as of its Form ADV filed September 14, 2026. It reports 2,635 individual clients. By Form ADV it is a broker-dealer firm, ranked 369th of 391 broker-dealer firms and 16,558th of 17,210 SEC-registered advisers by assets.
Main office 210-456-4218usaa.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among broker-dealer firms
- #369 of 391
- Rank among all SEC RIAs
- #16,558 of 17,210
- Rank in Texas
- #1,056 of 1,081
- Individual clients
- 2,635
- High-net-worth clients
- 179
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 176
- Advisory staff
- 91
- Offices
- 5
Owners and executives on its Form ADV
- Jennifer Margret FloresFinop and Principal Financial Officer
- Madeline Ivette Perez-RosselloAssistant Vice President and Principal Operations Officer
- Frank Thomas IV EckSecretary
- Brent Scott BeardsleyPresident
- Daniel Denton RountreeAnti-Money Laundering Officer
- Karina Lopez LaskowskiAssistant HR Payroll Officer
- Erin Anne McAuliffe-KillianPayroll Officer
- Douglas Paul MonskaTax Officer
- Steve Adam RamonAVP, Attorney
- Paul Scott TavaChief Compliance Officer
Custody and brokerage
Custodian
Usaa Investment Services Company’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Usaa Investment Services Company is a hybrid RIA: 174 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2,456 | $0M | – |
| High-net-worth individuals | 179 | $0M | – |
Disciplinary disclosures
Usaa Investment Services Company reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Other services
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗usaa.com ↗
AtlasMembers
The full record on Usaa Investment Services Company
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 28 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Usaa Investment Services Company manage?
Usaa Investment Services Company reports $0 in regulatory assets under management, on its Form ADV filed September 14, 2026.
What kind of firm is Usaa Investment Services Company?
Usaa Investment Services Company is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons.
Who are Usaa Investment Services Company’s clients?
By assets, its largest client types are individuals ($0, 2,456 clients); high-net-worth individuals ($0, 179 clients).
Does Usaa Investment Services Company have any disciplinary history?
Usaa Investment Services Company reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Usaa Investment Services Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →