Chief Compliance Officer · Usaa Investment Services Company
Paul Scott Tava
CRD 6888757 · Named on Form ADV at one SEC-registered adviser
At a glance
Usaa Investment Services Company, an SEC-registered broker-dealer firm based in SAN Antonio, TX with $0 in regulatory assets, lists Paul Scott Tava on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Usaa Investment Services CompanyChief Compliance OfficerBroker-dealer firm · SAN Antonio, TX · $0M in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Jennifer Margret FloresFinop and Principal Financial Officer, Usaa Investment Services Company
- Madeline Ivette Perez-RosselloAssistant Vice President and Principal Operations Officer, Usaa Investment Services Company
- Frank Thomas IV EckSecretary, Usaa Investment Services Company
- Brent Scott BeardsleyPresident, Usaa Investment Services Company
- Daniel Denton RountreeAnti-Money Laundering Officer, Usaa Investment Services Company
4 more people named with Paul on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.