Private fund adviser · Atlanta, GA
Oppenheimerfunds Inc
SEC-registered investment adviser · CRD 104983 · SEC 801-8253
At a glance
Oppenheimerfunds Inc is an SEC-registered investment adviser based in Atlanta, Georgia, with $827,684 in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,676th of 4,686 private fund advisers and 16,453rd of 17,210 SEC-registered advisers by assets.
Main office 404-892-0896As filed on Form ADV
- Regulatory AUM
- $1M
- Rank among private fund advisers
- #4,676 of 4,686
- Rank among all SEC RIAs
- #16,453 of 17,210
- Rank in Georgia
- #322 of 331
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Gregory W. KetronDirector
- Laura A. DukesDirector, Chief Executive Officer, and President
- Terry G. VacheronDirector
- Mark W. GregsonChief Financial Officer
- Kevin W. OldhamTreasurer
- Devin K. HummelChief Compliance Officer, Senior Vice President, and Senior Compliance Manager
- Melanie RingoldSecretary and Senior Vice President
Custody and brokerage
Custodian
Oppenheimerfunds Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Oppenheimerfunds Inc is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Invesco CLO Equity Fund 6 LLC, Invesco Capital Markets, Inc. and Invesco Distributors, Inc..
- Invesco CLO Equity Fund 6 LLC ↗CRD 332771
- Invesco Capital Markets, Inc. ↗CRD 6939
- Invesco Distributors, Inc. ↗CRD 7369
Its Form ADV brochure (filed March 2026) names Invesco Distributors and Invesco Capital Markets as the broker-dealer its advisers are registered with.
Certain management persons of Invesco Advisers are registered representatives of IDI and ICMI and Associated Persons with the National Futures Association.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $1M | 100% |
Private funds
Oppenheimerfunds Inc reports 1 private funds with $1M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Oppenheimerfunds Inc answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Oppenheimerfunds Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 27 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Oppenheimerfunds Inc manage?
Oppenheimerfunds Inc reports $827,684 in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Oppenheimerfunds Inc?
Oppenheimerfunds Inc is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Oppenheimerfunds Inc’s clients?
By assets, its largest client types are pooled investment vehicles ($827,684, 1 clients).
Does Oppenheimerfunds Inc manage private funds?
Yes. It reports 1 private funds with $827,684 in gross assets, including other private funds.
Does Oppenheimerfunds Inc have any disciplinary history?
Oppenheimerfunds Inc answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Oppenheimerfunds Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →