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Chief Compliance Officer, Senior Vice President, and Senior Compliance Manager · Oppenheimerfunds Inc

Devin K. Hummel

CRD 6449426 · Named on Form ADV at one SEC-registered adviser

At a glance

Oppenheimerfunds Inc, an SEC-registered private fund adviser based in Atlanta, GA with $827,684 in regulatory assets, lists Devin K. Hummel on its Form ADV as Chief Compliance Officer, Senior Vice President, and Senior Compliance Manager, a control person.

Firms and roles

  • Oppenheimerfunds IncChief Compliance Officer, Senior Vice President, and Senior Compliance ManagerPrivate fund adviser · Atlanta, GA · $1M in regulatory assets

AtlasMembers

Devin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Devin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Devin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.