Asset manager · Orinda, CA
Penserra Global Investors LLC
SEC-registered investment adviser · CRD 174309 · SEC 801-131133
At a glance
Penserra Global Investors LLC is an SEC-registered investment adviser based in Orinda, California, with $2 in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 2,589th of 3,218 asset managers and 16,548th of 17,210 SEC-registered advisers by assets.
Main office 800-456-8850penserra.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,589 of 3,218
- Rank among all SEC RIAs
- #16,548 of 17,210
- Rank in California
- #1,808 of 1,873
- Clients
- 0
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 10
- Offices
- 3
Owners and executives on its Form ADV
- George N. MadrigalPresident and CEO
- Anthony N. CastelliChief Operating Officer
- Katalin O. GingoldCo - Chief Investment Officer
- Lee W. GeigerChief Compliance Officer
- Daniel Y. KimCo-Chief Investment Officer
Custody and brokerage
Custodian
Penserra Global Investors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Penserra Global Investors LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Penserra Securities, LLC.
- Penserra Securities, LLC ↗CRD 145994
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed May 2026) names Penserra Securities as the broker-dealer its advisers are registered with.
(1.) Since some employees of Penserra Global Investors are also registered representatives of Penserra Securities this presents a potential conflict of interest.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | – | $0M | 100% |
Disciplinary disclosures
Penserra Global Investors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗penserra.com ↗
AtlasMembers
The full record on Penserra Global Investors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Penserra Global Investors LLC manage?
Penserra Global Investors LLC reports $2 in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Penserra Global Investors LLC?
Penserra Global Investors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Penserra Global Investors LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($2).
Does Penserra Global Investors LLC have any disciplinary history?
Penserra Global Investors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Penserra Global Investors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →