Adviser and broker representative · Penserra Capital Management LLC
Amy Alba
CRD 7327672 · Orinda, CA
At a glance
Amy Alba is an investment adviser representative with Penserra Capital Management LLC in Orinda, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Amy’s SEC record dates to 2022, about 3 years ago. Amy is also registered as a broker representative.
Current advisory firms
- Penserra Capital Management LLCSince December 2022Orinda, CA · $18B in regulatory assets
- Penserra Global Investors LLCSince December 2022Orinda, CA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2022 (3 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Amy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.