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Wealth manager, independent · Chicago, IL

Zacks Intelligence LLC

SEC-registered investment adviser · CRD 333798 · SEC 801-131598

At a glance

Zacks Intelligence LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $2 in regulatory assets under management as of its Form ADV filed May 29, 2026. Its largest client group by assets is individuals, and it reports 1 individual clients. By Form ADV it is a wealth manager, ranked 8,915th of 8,915 wealth managers and 16,549th of 17,210 SEC-registered advisers by assets.

Main office 312-265-9500zacksintelligence.comLinkedInAs filed on Form ADV

Regulatory AUM
$0M
Rank among wealth managers
#8,915 of 8,915
Rank among all SEC RIAs
#16,549 of 17,210
Rank in Illinois
#660 of 684
Individual clients
1
High-net-worth clients
0
Accounts
1
Discretionary
100% of AUM
Employees
10
Advisory staff
3
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

2 custodians

  1. Charles Schwab$0M
  2. Fidelity$0M

Other RIAs using Charles SchwabOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Zacks Intelligence LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Lbmz Securities, Inc..

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals1$0M100%

Disciplinary disclosures

Zacks Intelligence LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Other services

How it’s paid

  • A percentage of assets under management
  • Subscription fees
  • Other

Form ADV and brochures on the SEC’s adviser search ↗zacksintelligence.com ↗

AtlasMembers

The full record on Zacks Intelligence LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 13 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Zacks Intelligence LLC manage?

Zacks Intelligence LLC reports $2 in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 29, 2026.

What kind of firm is Zacks Intelligence LLC?

Zacks Intelligence LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Zacks Intelligence LLC’s clients?

By assets, its largest client types are individuals ($2, 1 clients).

Does Zacks Intelligence LLC have any disciplinary history?

Zacks Intelligence LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Zacks Intelligence LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →