Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
3,733 firms manage $117.7 trillionhybrid
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- 13591Sierra Legacy GroupWealth managerHybrid$153M
- 13593Blue Point Financial, Inc.Wealth managerHybrid$153M
- 13597BalanzAsset managerHybridBalanz Capital International Inc., Balanz Capital UK LLP, clears through Pershing, StoneX$153M
- 13603J K R & Company, Inc.Broker-dealer firmHybrid$152M
- 13609Dimensions Wealth Management, LLCWealth managerHybrid$152M
- 13612Terra WealthWealth managerHybrid$152M
- 13616The Renn Wealth Management Group, Inc.Wealth managerWrap sponsorHybrid$152M
- 13624Hershey Financial Advisers, LLCWealth managerHybridNo custodian reported$152M
- 13635LEO Fund Services, LLCPrivate fund adviserHybridLEO Brokerage, LLCNo custodian reported$151M
- 13641Sunrise Financial Services LLCWealth managerHybrid$151M
- 13648Cope ConnellyWealth managerHybrid$151M
- 13651Thrasher & Chambers Wealth Management, LLCWealth managerHybridThrasher & Chambers, Inc.No custodian reported$151M
- 13659Kuhn Wealth Management Inc.Wealth managerWrap sponsorHybrid$151M
- 13662Axos Invest, IncWealth managerBank-affiliatedHybridAxos Clearing LLC, Axos Invest LLC, clears through Axos Clearing$151M
- 13663Veteri Place CorporationPrivate fund adviserHybridNo custodian reported$151M
- 13667Old Bridge Wealth, IncWealth managerHybrid$151M
- 13677Atlantis Wealth Advisors LLCWealth managerHybrid$150M
- 13680191 Godwin Associates, Inc. D/b/a Godwin Capital ManagementWealth managerWrap sponsorHybrid$150M
- 13681Secondmarket Financial, LLCPrivate fund adviserHybridNPM Securities, LLC, Nasdaq Capital Markets Advisory LLCNo custodian reported$150M
- 13683Union Capital CompanyBroker-dealer firmHybrid$150M
- 13692Financial Management Advisors, Inc.Wealth managerHybridNo custodian reported$150M
- 13698Fiduciary Capital Management LLCWealth managerHybridNo custodian reported$150M
- 13715Chamonix Partners Capital Management LLCPrivate fund adviserHybridNatixis Distribution, LLC, Natixis S.A.No custodian reported$149M
- 13717Harborfront Financial GroupWealth managerHybrid$149M
- 13722Compass Financial Group, Inc.Wealth managerHybrid$149M
- 13725Peerless WealthWealth managerHybrid$149M
- 13741Stavis Wealth Transfer SolutionsWealth managerHybrid$148M
- 13746Total Wealth SolutionsWealth managerWrap sponsorHybrid$148M
- 13752Fairfax Global Investment Management LLCAsset managerHybridFXI Barbados LTD, Lightspeed Financial Services Group LLC, clears through Interactive Brokers, Wedbush$148M
- 13762Peachcap Tax & Advisory, LLCWealth managerWrap sponsorHybridPeachcap Securities, Inc.$147M
- 13767Chelsea Advisory Services, IncWealth managerHybridChelsea Morgan Securities, Inc.$147M
- 13769Horizon WealthWealth managerWrap sponsorHybrid$147M
- 13786Money Managers, Inc.Wealth managerWrap sponsorHybrid$147M
- 13794MFG Investments, LLCWealth managerHybrid$146M
- 13813Core Alpha, Inc.Wealth managerHybridMutual Funds Associates Inc.$146M
- 13832The Sher Wealth Management GroupWealth managerHybrid$146M
- 13834October Effect LTD.Wealth managerHybridGradient Securities, LLC$146M
- 13838MFG Private WealthWealth managerHybrid$146M
- 13842Capital Management Services, Inc.Wealth managerHybrid$145M
- 13857Wulff, Hansen & Co.Broker-dealer firmHybrid$145M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25