Wealth manager, wrap-program sponsor · Wyckoff, NJ
191 Godwin Associates, Inc. D/b/a Godwin Capital Management
191 Godwin Associates, Inc D/b/a Godwin Capital Management · SEC-registered investment adviser · CRD 124288 · SEC 801-126375
At a glance
191 Godwin Associates, Inc. D/b/a Godwin Capital Management is an SEC-registered investment adviser based in Wyckoff, New Jersey, with $150 million in regulatory assets under management as of its Form ADV filed February 10, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 278 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,881st of 8,915 wealth managers and 13,680th of 17,210 SEC-registered advisers by assets.
Main office 201-560-1993As filed on Form ADV
- Regulatory AUM
- $150M
- Rank among wealth managers
- #6,881 of 8,915
- Rank among all SEC RIAs
- #13,680 of 17,210
- Rank in New Jersey
- #320 of 392
- Individual clients
- 278
- High-net-worth clients
- 3
- Accounts
- 314
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Frank J. AvenaPresident and Chief Compliance Officer
- Milton S. WarsawVice-President
Custody and brokerage
Broker-dealer
Hybrid RIA
191 Godwin Associates, Inc. D/b/a Godwin Capital Management is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 3 | $59M | 39% |
| Individuals | 275 | $46M | 31% |
| Corporations or other businesses | 29 | $32M | 21% |
| Charitable organizations | 1 | $8M | 5% |
| Pension and profit sharing plans | 11 | $5M | 4% |
Disciplinary disclosures
191 Godwin Associates, Inc. D/b/a Godwin Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on 191 Godwin Associates, Inc. D/b/a Godwin Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 5,382 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 191 Godwin Associates, Inc. D/b/a Godwin Capital Management manage?
191 Godwin Associates, Inc. D/b/a Godwin Capital Management reports $150 million in regulatory assets under management across 314 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 10, 2026.
What kind of firm is 191 Godwin Associates, Inc. D/b/a Godwin Capital Management?
191 Godwin Associates, Inc. D/b/a Godwin Capital Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are 191 Godwin Associates, Inc. D/b/a Godwin Capital Management’s clients?
By assets, its largest client types are high-net-worth individuals ($59 million, 3 clients); individuals ($46 million, 275 clients); corporations or other businesses ($32 million, 29 clients).
Does 191 Godwin Associates, Inc. D/b/a Godwin Capital Management have any disciplinary history?
191 Godwin Associates, Inc. D/b/a Godwin Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 191 Godwin Associates, Inc. D/b/a Godwin Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →