Wealth manager, wrap-program sponsor · LOS Altos, CA
Total Wealth Solutions
Total Wealth Solutions, Inc. · SEC-registered investment adviser · CRD 327794 · SEC 801-136043
At a glance
Total Wealth Solutions is an SEC-registered investment adviser based in LOS Altos, California, with $148 million in regulatory assets under management as of its Form ADV filed May 5, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 80 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,931st of 8,915 wealth managers and 13,746th of 17,210 SEC-registered advisers by assets.
Main office 510-252-0135onetws.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $148M
- Rank among wealth managers
- #6,931 of 8,915
- Rank among all SEC RIAs
- #13,746 of 17,210
- Rank in California
- #1,561 of 1,873
- Individual clients
- 80
- High-net-worth clients
- 60
- Accounts
- 155
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Imran J. ThanviOwner & Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Total Wealth Solutions is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
– Other Financial Industry Activities and Affiliations Broker/Dealer Affiliation Investment Advisor Representatives can also be a registered representative of LPL Financial LLC a registered broker-dealer (CRD No. 6413), member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 60 | $130M | 88% |
| Individuals | 20 | $10M | 7% |
| Charitable organizations | 2 | $8M | 5% |
Disciplinary disclosures
Total Wealth Solutions reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗onetws.com ↗
AtlasMembers
The full record on Total Wealth Solutions
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,349 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Total Wealth Solutions manage?
Total Wealth Solutions reports $148 million in regulatory assets under management across 155 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 5, 2026.
What kind of firm is Total Wealth Solutions?
Total Wealth Solutions is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Total Wealth Solutions’s clients?
By assets, its largest client types are high-net-worth individuals ($130 million, 60 clients); individuals ($10 million, 20 clients); charitable organizations ($8 million, 2 clients).
Does Total Wealth Solutions have any disciplinary history?
Total Wealth Solutions reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Total Wealth Solutions’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →