Asset manager · Coral Gables, FL
Balanz
Balanz Advisors LLC · SEC-registered investment adviser · CRD 322263 · SEC 801-126818
At a glance
Balanz is an SEC-registered investment adviser based in Coral Gables, Florida, with $153 million in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is other investment advisers, and it reports 63 individual clients. By Form ADV it is a asset manager, ranked 2,204th of 3,218 asset managers and 13,597th of 17,210 SEC-registered advisers by assets.
Main office 786-292-7009balanz.usLinkedInAs filed on Form ADV
- Regulatory AUM
- $153M
- Rank among asset managers
- #2,204 of 3,218
- Rank among all SEC RIAs
- #13,597 of 17,210
- Rank in Florida
- #850 of 1,090
- Individual clients
- 63
- High-net-worth clients
- 32
- Accounts
- 66
- Discretionary
- 19% of AUM
- Employees
- 11
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Alfred A. LucierCeo/managing Director
- Philippe R. GonzalesCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Balanz is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Balanz Capital International Inc., Balanz Capital UK LLP, Balanz Capital USA LLC, Balanz Capital Valores S.A.U. and Balanz Uruguay Agente De Valores S.A..
- Balanz Capital International Inc.
- Balanz Capital UK LLP
- Balanz Capital USA LLC ↗CRD 325914
An introducing broker-dealer: its trades clear through Pershing and StoneX, which hold the brokerage accounts. Its annual audited report filed with the SEC, March 2026
- Balanz Capital Valores S.A.U.
- Balanz Uruguay Agente De Valores S.A.
Its Form ADV brochure (filed March 2026) names Balanz Capital USA as the broker-dealer its advisers are registered with.
Certain of our investment adviser representatives (“IARs”) are also registered representatives of Balanz Capital USA, LLC (“Balanz BD”), a broker- dealer under common ownership with the Firm, member of FINRA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 1 | $98M | 64% |
| High-net-worth individuals | 32 | $46M | 30% |
| Individuals | 31 | $8M | 5% |
| Corporations or other businesses | 2 | $0M | <1% |
Disciplinary disclosures
Balanz reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗balanz.us ↗
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The full record on Balanz
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 706 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Balanz manage?
Balanz reports $153 million in regulatory assets under management across 66 accounts, 19% of it on a discretionary basis, on its Form ADV filed April 2, 2026.
What kind of firm is Balanz?
Balanz is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Balanz’s clients?
By assets, its largest client types are other investment advisers ($98 million, 1 clients); high-net-worth individuals ($46 million, 32 clients); individuals ($8 million, 31 clients).
Does Balanz have any disciplinary history?
Balanz reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Balanz’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →