Wealth manager, wrap-program sponsor · Atlanta, GA
Peachcap Tax & Advisory, LLC
SEC-registered investment adviser · CRD 158729 · SEC 801-107335
At a glance
Peachcap Tax & Advisory, LLC is an SEC-registered investment adviser based in Atlanta, Georgia, with $147 million in regulatory assets under management as of its Form ADV filed February 17, 2026. Its largest client group by assets is individuals, and it reports 237 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,943rd of 8,915 wealth managers and 13,762nd of 17,210 SEC-registered advisers by assets.
Main office 404-220-8958peachcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $147M
- Rank among wealth managers
- #6,943 of 8,915
- Rank among all SEC RIAs
- #13,762 of 17,210
- Rank in Georgia
- #280 of 331
- Individual clients
- 237
- High-net-worth clients
- 59
- Accounts
- 598
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 3
Owners and executives on its Form ADV
- Joshua W. GreggCFO
- Eric S. BurnettePresident/cco
Custody and brokerage
Broker-dealer
Hybrid RIA
Peachcap Tax & Advisory, LLC is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Peachcap Securities, Inc..
- Peachcap Securities, Inc. ↗CRD 25590
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed February 2026) names Peachcap Securities as the broker-dealer its advisers are registered with.
fficers and other Associated Persons of PCTA are registered representatives of PeachCap Securities, Inc., an affiliated broker dealer and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protect
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 178 | $72M | 49% |
| High-net-worth individuals | 59 | $63M | 43% |
| Pension and profit sharing plans | 11 | $12M | 8% |
Disciplinary disclosures
Peachcap Tax & Advisory, LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗peachcap.com ↗
AtlasMembers
The full record on Peachcap Tax & Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 5,332 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Peachcap Tax & Advisory, LLC manage?
Peachcap Tax & Advisory, LLC reports $147 million in regulatory assets under management across 598 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 17, 2026.
What kind of firm is Peachcap Tax & Advisory, LLC?
Peachcap Tax & Advisory, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Peachcap Tax & Advisory, LLC’s clients?
By assets, its largest client types are individuals ($72 million, 178 clients); high-net-worth individuals ($63 million, 59 clients); pension and profit sharing plans ($12 million, 11 clients).
Does Peachcap Tax & Advisory, LLC have any disciplinary history?
Peachcap Tax & Advisory, LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Peachcap Tax & Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →