Wealth manager, independent · Medford, NJ
MFG Investments, LLC
SEC-registered investment adviser · CRD 125122 · SEC 801-132877
At a glance
MFG Investments, LLC is an SEC-registered investment adviser based in Medford, New Jersey, with $146 million in regulatory assets under management as of its Form ADV filed April 21, 2026. Its largest client group by assets is individuals, and it reports 344 individual clients. By Form ADV it is a wealth manager, ranked 6,972nd of 8,915 wealth managers and 13,794th of 17,210 SEC-registered advisers by assets.
Main office 609-714-0546mfginvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $146M
- Rank among wealth managers
- #6,972 of 8,915
- Rank among all SEC RIAs
- #13,794 of 17,210
- Rank in New Jersey
- #322 of 392
- Individual clients
- 344
- High-net-worth clients
- 52
- Accounts
- 515
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Wallace J. KennedyManaging Member , President and Chief Compliance Officer
- Kathleen K. KennedyAdmin/owner
- Austin C. KennedyOwner/investment Adviser Representative
- Kevin K. KennedyOwner/investment Adviser Representative
Custody and brokerage
Broker-dealer
Hybrid RIA
MFG Investments, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
ing investment advice on behalf of our firm are registered representatives with Osaic Wealth, Inc., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 292 | $124M | 85% |
| High-net-worth individuals | 52 | $22M | 15% |
Disciplinary disclosures
MFG Investments, LLC answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗mfginvestments.com ↗
AtlasMembers
The full record on MFG Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,322 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does MFG Investments, LLC manage?
MFG Investments, LLC reports $146 million in regulatory assets under management across 515 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 21, 2026.
What kind of firm is MFG Investments, LLC?
MFG Investments, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are MFG Investments, LLC’s clients?
By assets, its largest client types are individuals ($124 million, 292 clients); high-net-worth individuals ($22 million, 52 clients).
Does MFG Investments, LLC have any disciplinary history?
MFG Investments, LLC answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is MFG Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →