Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
3,733 firms manage $117.7 trillionhybrid
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- 8744Axiom Financial Strategies Group, LLCWealth managerWrap sponsorHybrid$404M
- 8759Borer Denton & Associates, Inc.Wealth managerHybrid$403M
- 8765Erben Associates, LLCAsset managerHybrid$402M
- 8768BCI Securities, Inc.Broker-dealer firmHybridBCI Corredor De Bolsa S.A.$402M
- 8769Proathlete Wealth Management LLCWealth managerHybrid$402M
- 8772O'neil Global Advisors, Inc.Asset managerHybridO'neil Securities Incorporated$402M
- 8785Valuequest Advisers, LLCPrivate fund adviserHybridPzena Financial Services, LLCNo custodian reported$401M
- 8791Keyes, Stange & Wooten Wealth Management, LLCWealth managerHybrid$400M
- 8802Stonecrest Advisors, Inc.Asset managerHybridStonecrest Capital Markets, Inc., Winlo Management Group, LLC, clears through Pershing$399M
- 8803Midwest Heritage Financial AdvisorsWealth managerBank-affiliatedHybrid$399M
- 8812Raleigh Capital Management Inc.Wealth managerHybrid$398M
- 8818Iams Wealth Management, LLCWealth managerHybridAmerican Elm Distribution Partners, LLC$397M
- 8828Miramontes Capital, LLCWealth managerWrap sponsorHybridBalanced Security Planning, Inc.$397M
- 8829New Insight Wealth AdvisorsWealth managerHybrid$397M
- 8831Visionary Horizons, LLCWealth managerHybrid$397M
- 8832Smedley Financial Services IncWealth managerHybrid$397M
- 8836Kirtland Financial Management, Inc.Wealth managerHybrid$396M
- 8844Galapagos Advisory LLCAsset managerHybridGalapagos Capital Distribuidora De Titulos E Valores Mobiliarios S.A.$396M
- 8852KA Credit Advisors II, LLCAsset managerHybridKA Associates, LLC, clears through National Financial Services (Fidelity)No custodian reported$395M
- 8859Generational Wealth, Inc.Wealth managerHybrid$395M
- 8866Aegon Real Assets USAsset managerHybrid$394M
- 8867The Retirement Planning Company of New England, Inc.Wealth managerHybrid$394M
- 8884Bentley Financial GroupWealth managerWrap sponsorHybridNo custodian reported$393M
- 8900Siebert Advisornxt, LLC.Wealth managerPublic-company ownedHybridMuriel Siebert & Co., LLC, clears through National Financial Services (Fidelity)No custodian reported$392M
- 8902Wealth Quarterback LLCWealth managerHybrid$391M
- 8904Oxinas Partners Wealth ManagementWealth managerHybrid$391M
- 8909Evans Investment Advisors, L.L.C.Wealth managerHybrid$391M
- 8914Barramundi Advisors LLCPrivate fund adviserHybridNo custodian reported$390M
- 8920Bluestone Capital Management, LLCAsset managerHybridMCG Securities LLC$390M
- 8932Avisen Advisors, LLCWealth managerHybridAvisen Wealth Management, Inc.$389M
- 8934Redwood Financial Planning, LLCWealth managerHybridMichael McLane$389M
- 8938Reed Financial Services, Inc.Wealth managerHybrid$389M
- 8944Joseph P. Lucia & Associates, LLCWealth managerHybrid$388M
- 8956Southwest Investment Advisors, Inc.Wealth managerWrap sponsorHybrid$387M
- 8958New Wave Wealth AdvisorsWealth managerHybrid$387M
- 8965Ostrofe Financial Consultants IncWealth managerHybrid$386M
- 8970Fiscal Wisdom Wealth Management LLCWealth managerHybrid$386M
- 8973Alternative Investment Advisors, LLCWealth managerHybridAPW Capital, Inc.$386M
- 8977Alden Investment GroupWealth managerHybridJ. Alden Associates, Inc.$386M
- 8981Realta Investment Advisors, IncWealth managerWrap sponsorHybridRealta Equities, Inc., clears through Pershing$385M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25