Wealth manager, independent · Coral Gables, FL
Kirtland Financial Management, Inc.
SEC-registered investment adviser · CRD 131138 · SEC 801-63403
At a glance
Kirtland Financial Management, Inc. is an SEC-registered investment adviser based in Coral Gables, Florida, with $396 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 201 individual clients. By Form ADV it is a wealth manager, ranked 3,518th of 8,915 wealth managers and 8,836th of 17,210 SEC-registered advisers by assets.
Main office 305-648-0006kirtlandfinancial.comAs filed on Form ADV
- Regulatory AUM
- $396M
- Rank among wealth managers
- #3,518 of 8,915
- Rank among all SEC RIAs
- #8,836 of 17,210
- Rank in Florida
- #489 of 1,090
- Individual clients
- 201
- High-net-worth clients
- 92
- Accounts
- 620
- Discretionary
- 86% of AUM
- Employees
- 3
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Brett C. HixonPresident and Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Kirtland Financial Management, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Raymond James Financial Services as the broker-dealer its advisers are registered with.
Hixon is a Registered Representative of Raymond James Financial Services, Inc (“RJFS Member FINRA/SIPC) and execute, as a broker, securities transactions for brokerage clients and will earn sales commissions from such transactions.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 92 | $356M | 90% |
| Individuals | 109 | $24M | 6% |
| Charitable organizations | – | $16M | 4% |
Disciplinary disclosures
Kirtland Financial Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗kirtlandfinancial.com ↗
AtlasMembers
The full record on Kirtland Financial Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,056 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Kirtland Financial Management, Inc. manage?
Kirtland Financial Management, Inc. reports $396 million in regulatory assets under management across 620 accounts, 86% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Kirtland Financial Management, Inc.?
Kirtland Financial Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Kirtland Financial Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($356 million, 92 clients); individuals ($24 million, 109 clients); charitable organizations ($16 million).
Does Kirtland Financial Management, Inc. have any disciplinary history?
Kirtland Financial Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Kirtland Financial Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →