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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8107
    Widmann Financial ServicesBowie, MD · 551 clientsWealth managerHybrid
    Fidelity 100%
    $467M
  2. 8120
    BcasBedford, NH · 294 clientsWealth managerHybrid
    Schwab 82%
    $466M
  3. 8127
    Acumen Financial Advisors, LLCEdina, MN · 220 clientsWealth managerHybrid
    No custodian reported
    $465M
  4. 8129
    First Citizens Asset Management, IncRaleigh, NC · 1,264 clientsWealth managerBank-affiliatedHybridFirst Citizens Capital Securities, LLC, First Citizens Investor Services, Inc.
    Pershing 100%
    $465M
  5. 8135
    Colonial River Wealth Management LLCMidlothian, VA · 1,798 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $464M
  6. 8138
    SLW Investment Management, LLCDallas, TX · 2 clientsAsset managerHybrid
    No custodian reported
    $464M
  7. 8141
    Destra Capital Advisors LLCBozeman, MT · 2 clientsAsset managerHybridDestra Capital Investments LLC
    No custodian reported
    $464M
  8. 8156
    Adirondack Financial Services CorpUtica, NY · 649 clientsWealth managerBank-affiliatedHybrid
    Pershing 100%
    $462M
  9. 8167
    MBX Investors LLCFarmington Hills, MI · 1 clientsPrivate fund adviserHybridMBX Clearing LLC
    No custodian reported
    $460M
  10. 8177
    Seaside Wealth Management, Inc.Carlsbad, CA · 380 clientsWealth managerHybrid
    Schwab 100%
    $459M
  11. 8182
    Warner WealthMadison, CT · 758 clientsWealth managerHybrid
    LPL Financial 100%
    $458M
  12. 8183
    Strategas Asset Management, LLCNew York, NY · 15 clientsAsset managerHybridBaird Strategas LLC, Robert W. Baird & Co. Incorporated
    Robert W. Baird & Co. Incorporated 75%Schwab 25%
    $458M
  13. 8186
    First Nebraska Financial ServicesNorth Platte, NE · 474 clientsWealth managerHybrid
    Schwab 100%
    $458M
  14. 8189
    Eagle Point Income Management LLCGreenwich, CT · 1 clientsAsset managerHybridEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $458M
  15. 8193
    Birch RUN Investments, LLCExton, PA · 55 clientsAsset managerHybrid
    Principal Financial Group 64%
    $457M
  16. 8200
    Wealth Advisors of Tampa BayTampa, FL · 225 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $457M
  17. 8204
    AGH Wealth Advisors, LLCWichita, KS · 489 clientsWealth managerWrap sponsorHybrid
    LPL Financial 57%American Trust Custody Services 43%
    $456M
  18. 8207
    Florida Financial Advisors, LLCTampa, FL · 3,005 clientsWealth managerWrap sponsorHybridTrinity Wealth Securities, L.L.C.
    Fidelity 52%Schwab 48%
    $456M
  19. 8223
    Signature Wealth Management Partners, LLCMontvale, NJ · 432 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $454M
  20. 8226
    Axient Investment Advisors LLCHuntsville, AL · 768 clientsWealth managerHybrid
    Pershing 100%
    $454M
  21. 8230
    Silver Grove Advisory ServicesOrchard Park, NY · 2,150 clientsWealth managerHybrid
    Schwab 64%
    $454M
  22. 8232
    Richmond Investment Services LLCMequon, WI · 890 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $453M
  23. 8237
    IMZ Advisory Inc.Boca Raton, FL · 442 clientsWealth managerHybrid
    Schwab 87%
    $453M
  24. 8240
    Old North State Wealth Management, LLCWilmington, NC · 484 clientsWealth managerHybrid
    Fidelity Distributors Company 100%
    $453M
  25. 8246
    RBA Wealth Management, LLCNewport Beach, CA · 426 clientsWealth managerHybrid
    Schwab 100%
    $452M
  26. 8247
    Blackhawk Capital Partners, LLCThiensville, WI · 342 clientsWealth managerHybrid
    Schwab 100%
    $452M
  27. 8250
    Primark Advisors, LLCDenver, CO · 1 clientsAsset managerHybrid
    No custodian reported
    $451M
  28. 8259
    Havencrest Capital Management, LLCDallas, TX · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $451M
  29. 8269
    Hazard & Siegel Advisory Services LLCDewitt, NY · 150 clientsAsset managerHybridHazard & Siegel, Inc.
    Fidelity 35%Principal Securities 32%
    $450M
  30. 8270
    Guidance Capital, Inc.Louisville, KY · 759 clientsWealth managerHybrid
    Schwab 100%
    $450M
  31. 8285
    Cadence Wealth Management LLCWestborough, MA · 696 clientsWealth managerHybrid
    Schwab 100%
    $448M
  32. 8288
    Armstrong DixonBaltimore, MD · 294 clientsWealth managerHybrid
    LPL Financial 100%
    $448M
  33. 8290
    Flagship Private WealthWoburn, MA · 601 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $447M
  34. 8292
    Leslie Global Wealth, LLCItasca, IL · 385 clientsWealth managerHybrid
    LPL Financial 95%
    $447M
  35. 8297
    Peak Wealth Management, LLCPlymouth, MI · 643 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $446M
  36. 8304
    Maxim Financial Advisors LLCNew York, NY · 775 clientsWealth managerWrap sponsorHybridMaxim Group LLC
    Pershing 100%
    $445M
  37. 8307
    Spectrum Wealth Advisory Group, LLCGranite Bay, CA · 670 clientsWealth managerHybrid
    LPL Financial 100%
    $445M
  38. 8311
    Lefavi Wealth ManagementSalt Lake City, UT · 576 clientsWealth managerWrap sponsorHybridBruce A. Lefavi Securities, Inc.
    Schwab 100%
    $445M
  39. 8317
    CM Investment Partners, LLCNew York, NY · 5 clientsAsset managerHybridICM Nominees Holdings Limited, Investcorp Asia Services Private Limited
    No custodian reported
    $444M
  40. 8330
    Invista AdvisorsMontgomery, AL · 721 clientsWealth managerHybrid
    LPL Financial 100%
    $444M

RIAs by state