Wealth manager, independent · Boca Raton, FL
IMZ Advisory Inc.
SEC-registered investment adviser · CRD 314890 · SEC 801-122106
At a glance
IMZ Advisory Inc. is an SEC-registered investment adviser based in Boca Raton, Florida, with $453 million in regulatory assets under management as of its Form ADV filed August 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 372 individual clients. By Form ADV it is a wealth manager, ranked 3,142nd of 8,915 wealth managers and 8,237th of 17,210 SEC-registered advisers by assets.
Main office 561-368-2336imzfinancialservices.comAs filed on Form ADV
- Regulatory AUM
- $453M
- Rank among wealth managers
- #3,142 of 8,915
- Rank among all SEC RIAs
- #8,237 of 17,210
- Rank in Florida
- #448 of 1,090
- Individual clients
- 372
- High-net-worth clients
- 125
- Accounts
- 502
- Discretionary
- 86% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Irwin M. ZagoriaPresident and CEO
- Cory J DavisVice President
- Shellie CorreaCOO and CCO
Custody and brokerage
4 custodians
- Charles Schwab$388M87%
- John Hancock Distributors$35M8%
- Nationwide Investment Services$17M4%
- Fidelity$7M2%
Broker-dealer
Hybrid RIA
IMZ Advisory Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Arete Wealth Management as the broker-dealer its advisers are registered with.
Item 10 Other Financial Industry Activities and Affiliations Cory Davis, Vice President is a Registered Representative with Arete Wealth Management, LLC, CRD# 44856, a FINRA registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 125 | $247M | 55% |
| Pension and profit sharing plans | 70 | $155M | 34% |
| Individuals | 247 | $51M | 11% |
Disciplinary disclosures
IMZ Advisory Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗imzfinancialservices.com ↗
AtlasMembers
The full record on IMZ Advisory Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,708 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does IMZ Advisory Inc. manage?
IMZ Advisory Inc. reports $453 million in regulatory assets under management across 502 accounts, 86% of it on a discretionary basis, on its Form ADV filed August 12, 2026.
What kind of firm is IMZ Advisory Inc.?
IMZ Advisory Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are IMZ Advisory Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($247 million, 125 clients); pension and profit sharing plans ($155 million, 70 clients); individuals ($51 million, 247 clients).
Does IMZ Advisory Inc. have any disciplinary history?
IMZ Advisory Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is IMZ Advisory Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →