Asset manager · Dallas, TX
SLW Investment Management, LLC
SEC-registered investment adviser · CRD 332006 · SEC 801-130867
At a glance
SLW Investment Management, LLC is an SEC-registered investment adviser based in Dallas, Texas, with $464 million in regulatory assets under management as of its Form ADV filed June 16, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,724th of 3,218 asset managers and 8,138th of 17,210 SEC-registered advisers by assets.
Main office 214-871-5200slwinvest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $464M
- Rank among asset managers
- #1,724 of 3,218
- Rank among all SEC RIAs
- #8,138 of 17,210
- Rank in Texas
- #537 of 1,081
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Vincent AhnPortfolio Manager
- Kenneth S. CanonPresident
- Wesley C. McDowellGeneral Counsel and Chief Compliance Officer
- III J. W. ThompsonCfo/coo
Custody and brokerage
Custodian
SLW Investment Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
SLW Investment Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 2 | $464M | 100% |
Disciplinary disclosures
SLW Investment Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗slwinvest.com ↗
AtlasMembers
The full record on SLW Investment Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 995 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does SLW Investment Management, LLC manage?
SLW Investment Management, LLC reports $464 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 16, 2026.
What kind of firm is SLW Investment Management, LLC?
SLW Investment Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are SLW Investment Management, LLC’s clients?
By assets, its largest client types are investment companies ($464 million, 2 clients).
Does SLW Investment Management, LLC have any disciplinary history?
SLW Investment Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is SLW Investment Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →