General Counsel and Chief Compliance Officer · SLW Investment Management, LLC
Wesley C. McDowell
CRD 7334950 · Named on Form ADV at 4 SEC-registered advisers
At a glance
SLW Investment Management, LLC, an SEC-registered asset manager based in Dallas, TX with $464 million in regulatory assets, lists Wesley C. McDowell on its Form ADV as General Counsel and Chief Compliance Officer, a control person. The SEC filings also name Wesley at 3 other registered advisers.
Firms and roles
- SLW Investment Management, LLCGeneral Counsel and Chief Compliance OfficerAsset manager · Dallas, TX · $464M in regulatory assets
- Meros Investment Management, LPGeneral Counsel & Chief Compliance OfficerAsset manager · Dallas, TX · $321M in regulatory assets
- Delos Private Client Group, LLCGeneral Counsel/chief Compliance OfficerWealth manager · Dallas, TX · $186M in regulatory assets
- Ranger Alternative Management, L.P.General Counsel & Chief Compliance OfficerAsset manager · Dallas, TX · $54M in regulatory assets
AtlasMembers
Wesley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Vincent AhnPortfolio Manager, SLW Investment Management, LLC
- Kenneth S. CanonPresident, SLW Investment Management, LLC
- III J. W. ThompsonCfo/coo, SLW Investment Management, LLC
- Timothy D. ChatardCio/portfolio Manager, Meros Investment Management, LP
- Kevin T. CarringtonCo-Portfolio Manager, Meros Investment Management, LP
3 more people named with Wesley on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wesley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.