Wealth manager, wrap-program sponsor · Salt Lake City, UT
Lefavi Wealth Management
Lefavi Wealth Management, Inc. · SEC-registered investment adviser · CRD 104961 · SEC 801-73029
At a glance
Lefavi Wealth Management is an SEC-registered investment adviser based in Salt Lake City, Utah, with $445 million in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 576 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,191st of 8,915 wealth managers and 8,311th of 17,210 SEC-registered advisers by assets.
Main office 801-486-9000lefavi.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $445M
- Rank among wealth managers
- #3,191 of 8,915
- Rank among all SEC RIAs
- #8,311 of 17,210
- Rank in Utah
- #73 of 151
- Individual clients
- 576
- High-net-worth clients
- 163
- Accounts
- 576
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Stuart EnterlinePresident, Chief Compliance Officer
- Jay V. GreenburgDeputy Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lefavi Wealth Management is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Bruce A. Lefavi Securities, Inc..
- Bruce A. Lefavi Securities, Inc. ↗CRD 10684
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Bruce A. Lefavi Securities as the broker-dealer its advisers are registered with.
Registered representatives of BALS are also investment advisor representatives of the Investment Advisor, LWM.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 163 | $348M | 78% |
| Individuals | 413 | $97M | 22% |
Disciplinary disclosures
Lefavi Wealth Management answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗lefavi.com ↗
AtlasMembers
The full record on Lefavi Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,747 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lefavi Wealth Management manage?
Lefavi Wealth Management reports $445 million in regulatory assets under management across 576 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 25, 2026.
What kind of firm is Lefavi Wealth Management?
Lefavi Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Lefavi Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($348 million, 163 clients); individuals ($97 million, 413 clients).
Does Lefavi Wealth Management have any disciplinary history?
Lefavi Wealth Management answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Lefavi Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →