Wealth manager, wrap-program sponsor · Woburn, MA
Flagship Private Wealth
Flagship Private Wealth, LLC · SEC-registered investment adviser · CRD 175277 · SEC 801-108301
At a glance
Flagship Private Wealth is an SEC-registered investment adviser based in Woburn, Massachusetts, with $447 million in regulatory assets under management as of its Form ADV filed August 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 597 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,177th of 8,915 wealth managers and 8,290th of 17,210 SEC-registered advisers by assets.
Main office 781-756-0090flagshipprivatewealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $447M
- Rank among wealth managers
- #3,177 of 8,915
- Rank among all SEC RIAs
- #8,290 of 17,210
- Rank in Massachusetts
- #394 of 627
- Individual clients
- 597
- High-net-worth clients
- 269
- Accounts
- 1,050
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Ronald J. GiuntaManaging Member
- Elizabeth A. JohnsonManaging Member / Chief Compliance Officer
- Karl J. WarnerManaging Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Flagship Private Wealth is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names LPL Financial, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Outside Compensation For the Sale of Investment Products to Clients Certain s upervised person s of FPW are also registered representatives of LPL Financial and licensed insurance agents.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 269 | $350M | 78% |
| Individuals | 328 | $85M | 19% |
| Corporations or other businesses | 1 | $12M | 3% |
| Charitable organizations | 3 | $1M | <1% |
Disciplinary disclosures
Flagship Private Wealth reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗flagshipprivatewealth.com ↗
AtlasMembers
The full record on Flagship Private Wealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 5,742 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Flagship Private Wealth manage?
Flagship Private Wealth reports $447 million in regulatory assets under management across 1,050 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 25, 2026.
What kind of firm is Flagship Private Wealth?
Flagship Private Wealth is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Flagship Private Wealth’s clients?
By assets, its largest client types are high-net-worth individuals ($350 million, 269 clients); individuals ($85 million, 328 clients); corporations or other businesses ($12 million, 1 clients).
Does Flagship Private Wealth have any disciplinary history?
Flagship Private Wealth reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Flagship Private Wealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →