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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4339
    KKR Registered Advisor LLCNew York, NY · 1 clientsAsset managerHybridGlobal Atlantic Distributors, LLC, KKR Capital Markets II LLC
    No custodian reported
    $1.5B
  2. 4340
    Redhawk Wealth Advisors, Inc.Minneapolis, MN · 3,205 clientsWealth managerHybrid
    Schwab 100%
    $1.5B
  3. 4341
    Mediqus Asset Advisors, Inc.Chicago, IL · 831 clientsWealth managerHybrid
    Schwab 100%
    $1.5B
  4. 4342
    Tema Etfs LLCNew York, NY · 9 clientsAsset managerHybrid
    No custodian reported
    $1.5B
  5. 4347
    Nicholas Investment Partners, L.P.San Diego, CA · 26 clientsAsset managerHybrid
    J.P. Morgan 74%
    $1.5B
  6. 4348
    Keating Financial Advisory ServicesManhattan, KS · 5,285 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $1.5B
  7. 4351
    Cary Street Partners Asset ManagementRichmond, VA · 1,836 clientsWealth managerWrap sponsorHybridCary Street Partners LLC
    Wells Fargo 71%Schwab 29%
    $1.4B
  8. 4352
    Valley Wealth Strategies, LLCLodi, CA · 4,055 clientsWealth managerHybrid
    Schwab 66%
    $1.4B
  9. 4354
    Apollon Financial, LLCMount Pleasant, SC · 1,258 clientsWealth managerHybrid
    LPL Financial 76%
    $1.4B
  10. 4361
    Private Capital ManagementNaples, FL · 461 clientsWealth managerHybridCarnes Capital Corporation
    Fidelity 85%
    $1.4B
  11. 4362
    Fidus Investment Advisors, LLCEvanston, IL · 3 clientsAsset managerHybridFidus Securities, LLC
    No custodian reported
    $1.4B
  12. 4368
    Spirepoint Private Client, LLCVero Beach, FL · 1,376 clientsWealth managerWrap sponsorHybrid
    Goldman Sachs 78%
    $1.4B
  13. 4371
    Pinkerton Wealth PartnersCoeur D'alene, ID · 1,262 clientsWealth managerHybrid
    Schwab 99%
    $1.4B
  14. 4374
    Guggenheim Asset-Backed Finance Company, LLCNew York, NYAsset managerHybridGuggenheim Securities, LLC, clears through Pershing
    No custodian reported
    $1.4B
  15. 4379
    Terra Reit Advisors, LLCNew York, NY · 10 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.4B
  16. 4384
    Portside Wealth Group, LLCProvo, UT · 6,475 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  17. 4390
    1832 Asset Management U.S. Inc.Toronto, Ontario, Canada · 296 clientsAsset managerHybridMD Management Limited, Scotia Capital (USA) Inc.
    Scotiatrust 100%
    $1.4B
  18. 4394
    United Advisor GroupCincinnati, OH · 6,600 clientsWealth managerHybrid
    SEI 43%Schwab 41%
    $1.4B
  19. 4398
    Larson Capital Management, LLCChesterfield, MO · 66 clientsPrivate fund adviserHybridLarson Financial Securities, LLC
    No custodian reported
    $1.4B
  20. 4402
    MBL AdvisorsCharlotte, NC · 270 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  21. 4403
    Principal Advised ServicesDes Moines, IA · 23,164 clientsWealth managerBank-affiliatedHybridPrincipal Funds Distributor, Inc., Principal Securities, Inc.
    Apex Fintech 100%
    $1.4B
  22. 4409
    Fourstar Wealth Advisors, LLCChicago, IL · 1,798 clientsWealth managerHybrid
    Schwab 84%
    $1.4B
  23. 4413
    Virtus Advisers, LLCHartford, CT · 9 clientsAsset managerHybridVP Distributors LLC
    South Dakota College Access 529 Plan 100%
    $1.4B
  24. 4414
    Antolino Wealth AdvisorsColumbus, OH · 968 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  25. 4420
    Blueprint Financial AdvisorsCharlotte, NC · 2,330 clientsWealth managerHybridMaplewood Investments, Inc.
    Schwab 100%
    $1.4B
  26. 4428
    Smith Group Asset Management, LLCDallas, TX · 2,320 clientsWealth managerWrap sponsorHybridCantor Fitzgerald & Co.
    UMB Financial Services 53%UBS 47%
    $1.4B
  27. 4430
    Souders Financial Advisors, LLCCincinnati, OH · 1,351 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  28. 4438
    Cumberland Investment Counsel Inc.Toronto Ontario, Canada · 48 clientsPrivate fund adviserHybridCumberland Private Wealth Management Inc.
    National Bank Financial 50%Schwab 50%
    $1.4B
  29. 4443
    Thorofare, LLCEl Segundo, CA · 2 clientsPrivate fund adviserHybridManning & Napier Investor Services, Inc.
    No custodian reported
    $1.4B
  30. 4445
    49 FinancialAustin, TX · 3,839 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  31. 4450
    Alterna Wealth Management, Inc.Houston, TX · 1,316 clientsWealth managerHybridAlterna Securities, Inc.
    Pershing 100%
    $1.4B
  32. 4454
    Laurel Oak Wealth Management, LLCMarlton, NJ · 4,662 clientsWealth managerWrap sponsorHybrid
    Goldman Sachs 100%
    $1.4B
  33. 4457
    Acorn Financial Advisory Services, Inc.Reston, VA · 2,619 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  34. 4462
    Trustmont Advisory Group, Inc.Greensburg, PA · 4,322 clientsBroker-dealer firmHybridTrustmont Financial Group, Inc., clears through RBC Capital Markets
    No custodian reported
    $1.4B
  35. 4465
    Inspirion Wealth Advisors, LLCLibertyville, IL · 955 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $1.4B
  36. 4468
    Syntegra Private Wealth Group LLCChesterfield, MO · 2,125 clientsWealth managerHybrid
    Schwab 100%
    $1.4B
  37. 4469
    Corrum Capital Management LLCCharlotte, NC · 26 clientsPrivate fund adviserHybridM&n Investor Services
    No custodian reported
    $1.4B
  38. 4472
    Security Capital ManagementWheeling, WV · 2,399 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $1.4B
  39. 4479
    The Pinnacle Financial GroupRockville Centre, NY · 3,208 clientsWealth managerHybrid
    LPL Financial 97%
    $1.4B
  40. 4480
    Private Client Services, LLCLouisville, KY · 8,765 clientsBroker-dealer firmHybridPrivate Client Services
    No custodian reported
    $1.4B

RIAs by state