Asset manager · Toronto, Ontario, Canada
1832 Asset Management U.S. Inc.
SEC-registered investment adviser · CRD 120836 · SEC 801-61257
At a glance
1832 Asset Management U.S. Inc. is an SEC-registered investment adviser based in Toronto, Ontario, Canada, with $1.4 billion in regulatory assets under management as of its Form ADV filed September 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 279 individual clients. By Form ADV it is a asset manager, ranked 1,196th of 3,218 asset managers and 4,390th of 17,210 SEC-registered advisers by assets.
Main office 416-840-7986As filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among asset managers
- #1,196 of 3,218
- Rank among all SEC RIAs
- #4,390 of 17,210
- Individual clients
- 279
- High-net-worth clients
- 127
- Accounts
- 462
- Discretionary
- 100% of AUM
- Employees
- 251
- Advisory staff
- 113
- Offices
- 38
Owners and executives on its Form ADV
- Dana R. BanksChief Compliance Officer
- John PereiraDirector
- Gregory JosephChief Financial Officer
- Todd W. FlickDirector and Chief Executive Officer
- Nathalie T. Pierre-LouisDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
1832 Asset Management U.S. Inc. is a hybrid RIA: 41 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: MD Management Limited, Scotia Capital (USA) Inc., Scotia Capital Inc., Scotia Securities Inc., The Bank of Nova Scotia Trust Company (bahamas) Limited and The Bank of Nova Scotia Trust Company (cayman) Limited.
- MD Management Limited
- Scotia Capital (USA) Inc. ↗CRD 2739
- Scotia Capital Inc.
- Scotia Securities Inc.
- The Bank of Nova Scotia Trust Company (bahamas) Limited
- The Bank of Nova Scotia Trust Company (cayman) Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 127 | $601M | 42% |
| Investment companies | 1 | $342M | 24% |
| Pension and profit sharing plans | – | $196M | 14% |
| Corporations or other businesses | 15 | $181M | 13% |
| Individuals | 152 | $80M | 6% |
| Pooled investment vehicles | 1 | $26M | 2% |
Private funds
1832 Asset Management U.S. Inc. reports 1 private funds with $26M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
1832 Asset Management U.S. Inc. answers yes to 18 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on 1832 Asset Management U.S. Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 962 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does 1832 Asset Management U.S. Inc. manage?
1832 Asset Management U.S. Inc. reports $1.4 billion in regulatory assets under management across 462 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.
What kind of firm is 1832 Asset Management U.S. Inc.?
1832 Asset Management U.S. Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are 1832 Asset Management U.S. Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($601 million, 127 clients); investment companies ($342 million, 1 clients); pension and profit sharing plans ($196 million).
Does 1832 Asset Management U.S. Inc. manage private funds?
Yes. It reports 1 private funds with $26 million in gross assets, including other private funds.
Does 1832 Asset Management U.S. Inc. have any disciplinary history?
1832 Asset Management U.S. Inc. answers yes to 18 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is 1832 Asset Management U.S. Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →