Wealth manager, wrap-program sponsor · Marlton, NJ
Laurel Oak Wealth Management, LLC
SEC-registered investment adviser · CRD 336824 · SEC 801-133907
At a glance
Laurel Oak Wealth Management, LLC is an SEC-registered investment adviser based in Marlton, New Jersey, with $1.4 billion in regulatory assets under management as of its Form ADV filed September 8, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 4,640 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,111th of 8,915 wealth managers and 4,454th of 17,210 SEC-registered advisers by assets.
Main office 856-519-0200laureloakwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among wealth managers
- #1,111 of 8,915
- Rank among all SEC RIAs
- #4,454 of 17,210
- Rank in New Jersey
- #81 of 392
- Individual clients
- 4,640
- High-net-worth clients
- 2,477
- Accounts
- 4,662
- Discretionary
- 100% of AUM
- Employees
- 22
- Advisory staff
- 10
- Offices
- 3
Owners and executives on its Form ADV
- Stacy L. SizemoreChief Compliance Officer
- Greg M RosenChief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Laurel Oak Wealth Management, LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Under this arrangement, the Firm’s Supervised Persons, in their individual capacities as registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 2,477 | $1.1B | 77% |
| Individuals | 2,163 | $253M | 18% |
| Corporations or other businesses | 22 | $74M | 5% |
Disciplinary disclosures
Laurel Oak Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗laureloakwealth.com ↗
AtlasMembers
The full record on Laurel Oak Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 2,663 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Laurel Oak Wealth Management, LLC manage?
Laurel Oak Wealth Management, LLC reports $1.4 billion in regulatory assets under management across 4,662 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 8, 2026.
What kind of firm is Laurel Oak Wealth Management, LLC?
Laurel Oak Wealth Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Laurel Oak Wealth Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($1.1 billion, 2,477 clients); individuals ($253 million, 2,163 clients); corporations or other businesses ($74 million, 22 clients).
Does Laurel Oak Wealth Management, LLC have any disciplinary history?
Laurel Oak Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Laurel Oak Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →