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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3718
    Landaas & CompanyMilwaukee, WI · 1,804 clientsBroker-dealer firmHybrid
    Pershing 99%
    $1.9B
  2. 3727
    Heartland Advisors, Inc.Milwaukee, WI · 90 clientsAsset managerHybrid
    Schwab 68%
    $1.9B
  3. 3730
    Skybridge Capital II, LLCNew York, NY · 18 clientsAsset managerHybridHastings Capital Group, LLC
    No custodian reported
    $1.9B
  4. 3739
    Prep Investment Advisers, L.L.C.Chicago, IL · 5 clientsPrivate fund adviserHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK)
    No custodian reported
    $1.9B
  5. 3741
    Continuum Advisory, LLCEagle, ID · 3,461 clientsWealth managerHybrid
    Schwab 100%
    $1.9B
  6. 3744
    Mora Capital Management, LLCMiami, FL · 685 clientsWealth managerBank-affiliatedHybridMora Capital Securities LLC, Tressis Sociedad De Valores, S.A., clears through Pershing
    Pershing 64%UBS 36%
    $1.9B
  7. 3745
    Freedom Funds Management CoDenver, CO · 1 clientsAsset managerHybrid
    No custodian reported
    $1.9B
  8. 3748
    JAG Capital Management LLCSt. Louis, MO · 1,068 clientsAsset managerHybrid
    Pershing 81%
    $1.9B
  9. 3749
    Tributary Capital Management, LLCOmaha, NE · 271 clientsAsset managerHybridNorthland Securities, Inc.
    First National Bank of Omaha 73%Schwab 27%
    $1.9B
  10. 3758
    Whittier Advisors, LLCNewport Beach, CA · 30 clientsAsset managerHybrid
    Fidelity 50%Schwab 50%
    $1.9B
  11. 3759
    RHO TreasuryNew York, NY · 1,078 clientsAsset managerHybrid
    Apex Fintech 82%
    $1.9B
  12. 3763
    Blue Vista Capital, LLCChicago, IL · 21 clientsBroker-dealer firmHybrid
    No custodian reported
    $1.9B
  13. 3770
    Liberty Street Advisors, Inc.New York, NY · 6 clientsAsset managerHybridHRC Fund Associates, LLC
    No custodian reported
    $1.9B
  14. 3772
    Nilsine Partners, LLCGreenwood Village, CO · 559 clientsWealth managerHybrid
    Schwab 100%
    $1.9B
  15. 3775
    Capital Management Associates IncMinneapolis, MN · 932 clientsBroker-dealer firmHybridCapital Management Securities, Inc.
    Schwab 100%
    $1.9B
  16. 3781
    Sovran Advisors, LLCSan Diego, CA · 4,018 clientsWealth managerHybrid
    Cetera Investment Services 100%
    $1.9B
  17. 3788
    IAG Wealth Partners, LLCWaukesha, WI · 2,356 clientsWealth managerHybrid
    LPL Financial 100%
    $1.9B
  18. 3792
    Morgan Stanley Private Equity Asia, Inc.New York, NY · 10 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $1.9B
  19. 3795
    First Long Island Investors, LLCJericho, NY · 546 clientsWealth managerPublic-company ownedHybridFLI Investors, LLC
    UBS 100%
    $1.9B
  20. 3796
    Windward Capital Management CoLos Angeles, CA · 169 clientsWealth managerHybridS.L. Reed & Company, clears through National Financial Services (Fidelity)
    Fidelity 70%Schwab 30%
    $1.9B
  21. 3799
    Ashton Thomas Securities, LLCRochester, NY · 2,282 clientsBroker-dealer firmHybrid
    Pershing 100%
    $1.9B
  22. 3810
    Coller EQTNew York, NY · 2 clientsAsset managerHybridEQT Partners BD, LLC
    No custodian reported
    $1.8B
  23. 3812
    REX Advisers, LLCFairfield, CT · 20 clientsAsset managerHybrid
    No custodian reported
    $1.8B
  24. 3827
    Independence Square Holdings, LLCKing of Prussia, PA · 2,648 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $1.8B
  25. 3830
    Aristotle Capital Boston, LLCBoston, MA · 94 clientsAsset managerHybrid
    Northern Trust 70%State Street 30%
    $1.8B
  26. 3832
    White Oak Partners Investment Advisor, LLCWesterville, OH · 9 clientsPrivate fund adviserHybridWobd, LLC
    No custodian reported
    $1.8B
  27. 3837
    Heitman Real Estate Securities LLCChicago, IL · 23 clientsAsset managerHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    State Street 49%Northern Trust 27%
    $1.8B
  28. 3848
    Baillie Gifford International LLCNew York, NY · 7 clientsPrivate fund adviserHybridBaillie Gifford Asia (hong Kong) Limited, Baillie Gifford Funds Services LLC
    No custodian reported
    $1.8B
  29. 3853
    Select Money Management, Inc.Los Angeles, CA · 1,031 clientsWealth managerWrap sponsorHybridSignature Estate Securities, LLC
    Assetmark Trust 88%
    $1.8B
  30. 3857
    Needham Investment Management, LLCNew York, NY · 5 clientsAsset managerHybridNeedham & Company, LLC
    No custodian reported
    $1.8B
  31. 3859
    Summit Financial Wealth AdvisorsLafayette, LA · 1,265 clientsWealth managerHybrid
    Schwab 100%
    $1.8B
  32. 3861
    U.S. Bancorp Advisors, LLCSaint Paul, MN · 3,343 clientsBroker-dealer firmHybridBtig, LLC, U.S. Bancorp Investments, Inc.
    Fidelity 100%
    $1.8B
  33. 3866
    Morgan Creek Capital Management, LLCChapel Hill, NC · 55 clientsPrivate fund adviserHybrid
    Schwab 100%
    $1.8B
  34. 3874
    Lanark Financial, Inc.Birmingham, AL · 3,576 clientsBroker-dealer firmHybrid
    RBC 100%
    $1.8B
  35. 3879
    Bitterroot Capital Advisors LLCBozeman, MT · 20 clientsWealth managerHybrid
    No custodian reported
    $1.8B
  36. 3881
    Blueprint Investment Partners LLCGreensboro, NC · 13 clientsAsset managerHybridMaplewood Investments, Inc.
    Schwab 66%U.S. Bancorp Investments 34%
    $1.8B
  37. 3883
    Aegis Capital Corp.New York, NY · 3,083 clientsBroker-dealer firmHybrid
    No custodian reported
    $1.8B
  38. 3884
    Great Point Partners, LLCGreenwich, CT · 17 clientsPrivate fund adviserHybridGPP Securities, LLC
    No custodian reported
    $1.8B
  39. 3890
    Mainline West Fund Manager LLCDenver, CO · 116 clientsPrivate fund adviserHybridMainline West Municipal Securities LLC
    Wilmington Trust 91%
    $1.8B
  40. 3891
    Linden Thomas Advisory Services, LLCCharlotte, NC · 1,366 clientsWealth managerWrap sponsorHybridLinden Thomas and Company Securities, LLC, clears through Wells Fargo Clearing Services
    Wells Fargo 100%
    $1.8B

RIAs by state