Asset manager · Boston, MA
Aristotle Capital Boston, LLC
SEC-registered investment adviser · CRD 173198 · SEC 801-80368
At a glance
Aristotle Capital Boston, LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $1.8 billion in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 63 individual clients. By Form ADV it is a asset manager, ranked 1,089th of 3,218 asset managers and 3,830th of 17,210 SEC-registered advisers by assets.
Main office 617-274-3700aristotlecap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.8B
- Rank among asset managers
- #1,089 of 3,218
- Rank among all SEC RIAs
- #3,830 of 17,210
- Rank in Massachusetts
- #227 of 627
- Individual clients
- 63
- High-net-worth clients
- 0
- Accounts
- 95
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Michelle M. GosomOwner, Chief Compliance Officer
- Richard H. SchweitzerOwner,senior Partner
- David M. AdamsOwner, Chief Executive Officer, Portfolio Manager
- John McPhersonOwner, President, Portfolio Manager
- Mark B. BabkaOwner, Senior Research Analyst
- Jeffrey S. SmithOwner, Senior Research Analyst
- Nancy J. ScarlettOwner, Managing Director, Chief of Staff
- Sona S. ChandwaniOwner, Chief Administrative Officer
- Kim M. St HilaireOwner, Managing Director, Operations & Trading
- John A. QuanOwner, Managing Director, Chief Technology Officer
- Richard S. HollanderOwner, Chairman of the Board
- Kathryn KuhlDirector, Human Resources
Custody and brokerage
Broker-dealer
Hybrid RIA
Aristotle Capital Boston, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Foreside Financial Servies and Foreside Financial Services as the broker-dealer its advisers are registered with.
Item 10.C.) Investment adviser representatives are also registered representatives with Foreside Financial Servies, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $761M | 42% |
| Pension and profit sharing plans | 11 | $614M | 34% |
| State or municipal government entities | – | $218M | 12% |
| Investment companies | 2 | $158M | 9% |
| Charitable organizations | 6 | $39M | 2% |
| Individuals | 63 | $28M | 2% |
| Corporations or other businesses | 8 | $15M | <1% |
Disciplinary disclosures
Aristotle Capital Boston, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗aristotlecap.com ↗
AtlasMembers
The full record on Aristotle Capital Boston, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 927 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Aristotle Capital Boston, LLC manage?
Aristotle Capital Boston, LLC reports $1.8 billion in regulatory assets under management across 95 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
What kind of firm is Aristotle Capital Boston, LLC?
Aristotle Capital Boston, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Aristotle Capital Boston, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($761 million, 4 clients); pension and profit sharing plans ($614 million, 11 clients); state or municipal government entities ($218 million).
Does Aristotle Capital Boston, LLC have any disciplinary history?
Aristotle Capital Boston, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Aristotle Capital Boston, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →