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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1740
    Wedbush Securities Inc.Pasadena, CA · 10,833 clientsBroker-dealer firmHybridLightspeed Financial Services Group LLC, Trigon DOM Maklerski SPA (TDM), clears through Interactive Brokers, Wedbush
    No custodian reported
    $6.7B
  2. 1741
    Manulife Investment Management Timberland and Agriculture IncBoston, MA · 20 clientsPrivate fund adviserHybridJohn Hancock Investment Management Distributors LLC, Manulife Investment Management Distributors Inc.
    Merrill / Bank of America 100%
    $6.7B
  3. 1752
    BC Partners Advisors L.P.New York, NY · 17 clientsPrivate fund adviserHybridBC Partners Securities LLC
    No custodian reported
    $6.7B
  4. 1753
    Ladenburg Thalmann Asset Management IncNew York, NY · 3,154 clientsAsset managerHybridLadenburg Thalmann & Co. Inc., Osaic Institutions, Inc.
    Schwab 53%Fidelity 47%
    $6.7B
  5. 1755
    Vestgen Advisors, LLCChicago, IL · 22,790 clientsWealth managerWrap sponsorHybrid
    Fidelity 47%Pershing 44%
    $6.7B
  6. 1758
    NXT Capital Investment Advisers, LLCChicago, IL · 22 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    Computershare Trust Company 72%State Street 28%
    $6.6B
  7. 1760
    Prospect Capital Management L.P.West Palm Beach, FL · 4 clientsAsset managerHybrid
    No custodian reported
    $6.6B
  8. 1761
    Matthews International Capital Management, LLCSan Francisco, CA · 38 clientsAsset managerHybridMatthews Global Investors (hong Kong) Limited
    No custodian reported
    $6.6B
  9. 1770
    T. Rowe Price (canada), Inc.Baltimore, MD · 27 clientsPrivate fund adviserHybridT. Rowe Price Investment Services, Inc.
    BNY 100%
    $6.6B
  10. 1771
    Level Four Advisory ServicesDallas, TX · 15,720 clientsWealth managerBank-affiliatedHybridCRI M&a Advisors, LLC, Level Four Financial, LLC
    Raymond James 89%
    $6.5B
  11. 1772
    K2/d&s Management Co., L.L.C.Stamford, CT · 72 clientsPrivate fund adviserHybridClarion Partners Emea Limited, Clarion Partners Securities, LLC
    The Master Trust Bank of Japan, LTD 100%
    $6.5B
  12. 1773
    Shelton Capital ManagementDenver, CO · 1,500 clientsAsset managerHybridRFS Partners
    Raymond James 43%Schwab 42%
    $6.5B
  13. 1774
    Sendero Wealth Management, LLCSan Antonio, TX · 369 clientsWealth managerHybridSendero Securities, LLC, clears through Pershing
    Pershing 86%
    $6.5B
  14. 1777
    Osaic Institutions, Inc.Meriden, CT · 16,312 clientsBroker-dealer firmHybridLadenburg Thalmann & Co. Inc., Osaic Services, Inc.
    Pershing 100%
    $6.5B
  15. 1778
    Kornitzer Capital Management, Inc.Mission, KS · 2,008 clientsAsset managerHybrid
    Great Plains Trust 100%
    $6.5B
  16. 1780
    Jensen Investment Management Inc.Lake Oswego, OR · 411 clientsAsset managerHybrid
    Pershing 100%
    $6.5B
  17. 1782
    Avior Wealth Management, LLCOmaha, NE · 4,894 clientsWealth managerHybrid
    Schwab 71%Fidelity 29%
    $6.5B
  18. 1787
    NWF Advisory Services IncLos Angeles, CA · 11,433 clientsWealth managerHybrid
    Pershing 100%
    $6.4B
  19. 1796
    Global Alpha Capital Management LTD.Montreal, QC, Canada · 137 clientsAsset managerHybrid
    Desjardins 24%
    $6.3B
  20. 1799
    Missionsquare RetirementWashington, DC · 40,527 clientsWealth managerHybridIcma-Rc Services, LLC
    Vantagetrust 100%
    $6.3B
  21. 1803
    Grimes & CompanyWestborough, MA · 3,764 clientsWealth managerHybrid
    Fidelity 59%Schwab 41%
    $6.3B
  22. 1809
    Kovack Advisors, Inc.Ft. Lauderdale, FL · 13,293 clientsWealth managerHybridKovack Securities Inc.
    Fidelity 70%Pershing 30%
    $6.3B
  23. 1810
    The Wealth Consulting GroupLas Vegas, NV · 12,940 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $6.3B
  24. 1813
    J. Safra Asset Management CorporationNew York City, NY · 3,443 clientsWealth managerBank-affiliatedHybridSafra Securities LLC
    BNY 79%
    $6.3B
  25. 1814
    Creativeone Wealth, LLCOverland Park, KS · 22,291 clientsWealth managerHybridCreativeone Securities, LLC
    Schwab 81%
    $6.3B
  26. 1816
    Glenmede Investment Management, LPPhiladelphia, PA · 1,025 clientsAsset managerHybrid
    No custodian reported
    $6.2B
  27. 1820
    Investcorp Investment Advisers LLCNew York, NY · 54 clientsPrivate fund adviserHybridInvestcorp Asia Financial Services Private Limited, Investcorp Asset Advisory Services Limited
    No custodian reported
    $6.2B
  28. 1822
    Shepherd Financial Investment Advisory LLCCarmel, IN · 1,244 clientsAsset managerHybrid
    SEI 100%
    $6.2B
  29. 1823
    BMO Asset Management Corp.Chicago, IL · 16 clientsPrivate fund adviserHybridBMO Capital Markets Corp., BMO Nesbitt Burns Securities LTD.
    SEI 47%Brown Brothers Harriman Investments 27%
    $6.2B
  30. 1825
    Antares Capital Credit Advisers LLCChicago, IL · 3 clientsAsset managerHybrid
    No custodian reported
    $6.2B
  31. 1826
    Rivernorth Capital Management, LLCWest Palm Beach, FL · 32 clientsAsset managerHybrid
    Fidelity 45%BNY 22%
    $6.2B
  32. 1828
    Tikehau Capital North America LLCNew York, NY · 34 clientsPrivate fund adviserHybrid
    No custodian reported
    $6.2B
  33. 1834
    Polen Capital Credit, LLCWaltham, MA · 44 clientsAsset managerHybrid
    Northern Trust 62%
    $6.1B
  34. 1838
    SPCAnn Arbor, MI · 30,916 clientsWealth managerHybridParkland Securities, LLC, Sigma Financial Corporation, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $6.1B
  35. 1844
    Heitman Capital Management LLCChicago, IL · 29 clientsPrivate fund adviserHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    No custodian reported
    $6.1B
  36. 1846
    Vulcan Value Partners LLCBirmingham, AL · 157 clientsAsset managerHybrid
    Northern Trust 48%BNY 33%
    $6.1B
  37. 1848
    Nicholas Co IncMilwaukee, WI · 12 clientsAsset managerHybrid
    J.P. Morgan 31%Johnson Bank 25%
    $6.1B
  38. 1850
    Neuberger Berman Loan Advisers IV LLCChicago, IL · 13 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    No custodian reported
    $6.1B
  39. 1852
    Energy Income PartnersWestport, CT · 112 clientsAsset managerHybrid
    Fidelity 60%
    $6.1B
  40. 1854
    Haveli Investment Management LLCAustin, TX · 6 clientsPrivate fund adviserHybridHaveli Global Securities, LLC
    No custodian reported
    $6.0B

RIAs by state