Asset manager · Denver, CO
Shelton Capital Management
CCM Partners, LP · SEC-registered investment adviser · CRD 104720 · SEC 801-25205
At a glance
Shelton Capital Management is an SEC-registered investment adviser based in Denver, Colorado, with $6.5 billion in regulatory assets under management as of its Form ADV filed August 3, 2026. Its largest client group by assets is investment companies, and it reports 1,432 individual clients. By Form ADV it is a asset manager, ranked 608th of 3,218 asset managers and 1,773rd of 17,210 SEC-registered advisers by assets.
Main office 800-955-9988sheltoncap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $6.5B
- Rank among asset managers
- #608 of 3,218
- Rank among all SEC RIAs
- #1,773 of 17,210
- Rank in Colorado
- #17 of 359
- Individual clients
- 1,432
- High-net-worth clients
- 281
- Accounts
- 1,500
- Discretionary
- 95% of AUM
- Employees
- 48
- Advisory staff
- 23
- Offices
- 4
Owners and executives on its Form ADV
- Stephen C. RogersPresident
- Brooks WalkerLimited Partner
- Gregory T. PuschGeneral Counsel and Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Shelton Capital Management is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: RFS Partners.
- RFS Partners ↗CRD 18119
Its Form ADV brochure (filed August 2026) names RFS Partners as the broker-dealer its advisers are registered with.
Some of Shelton Capital Management’s officers and employees are registered with RFS Partners as registered representatives and serve as officers of RFS Partners.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 20 | $4.7B | 72% |
| High-net-worth individuals | 281 | $800M | 12% |
| Individuals | 1,151 | $509M | 8% |
| Pension and profit sharing plans | 10 | $461M | 7% |
| Corporations or other businesses | 27 | $35M | <1% |
| Charitable organizations | 10 | $18M | <1% |
| State or municipal government entities | 1 | $1M | <1% |
Disciplinary disclosures
Shelton Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sheltoncap.com ↗
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The full record on Shelton Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 643 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Shelton Capital Management manage?
Shelton Capital Management reports $6.5 billion in regulatory assets under management across 1,500 accounts, 95% of it on a discretionary basis, on its Form ADV filed August 3, 2026.
What kind of firm is Shelton Capital Management?
Shelton Capital Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Shelton Capital Management’s clients?
By assets, its largest client types are investment companies ($4.7 billion, 20 clients); high-net-worth individuals ($800 million, 281 clients); individuals ($509 million, 1,151 clients).
Does Shelton Capital Management have any disciplinary history?
Shelton Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Shelton Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →