Asset manager · Mission, KS
Kornitzer Capital Management, Inc.
SEC-registered investment adviser · CRD 111087 · SEC 801-34933
At a glance
Kornitzer Capital Management, Inc. is an SEC-registered investment adviser based in Mission, Kansas, with $6.5 billion in regulatory assets under management as of its Form ADV filed June 25, 2026. Its largest client group by assets is investment companies, and it reports 1,888 individual clients. By Form ADV it is a asset manager, ranked 610th of 3,218 asset managers and 1,778th of 17,210 SEC-registered advisers by assets.
Main office 913-677-7778kornitzercapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $6.5B
- Rank among asset managers
- #610 of 3,218
- Rank among all SEC RIAs
- #1,778 of 17,210
- Rank in Kansas
- #11 of 134
- Individual clients
- 1,888
- High-net-worth clients
- 700
- Accounts
- 5,080
- Discretionary
- 98% of AUM
- Employees
- 41
- Advisory staff
- 25
- Offices
- 1
Owners and executives on its Form ADV
- William F. CoatsChief Compliance Officer
- John C. KornitzerChairman, Stockholder, Director
- Barry E. KosterChief Financial Officer
- Joseph C. NeubergerPresident, Director
- Laura A. Symon BrowneDirector
- Adam J. KornitzerDirector
- Nicole M. KornitzerDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Kornitzer Capital Management, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 10 | $3.3B | 51% |
| High-net-worth individuals | 700 | $2.8B | 44% |
| Individuals | 1,188 | $122M | 2% |
| Pension and profit sharing plans | 62 | $88M | 1% |
| Charitable organizations | 32 | $76M | 1% |
| Corporations or other businesses | 16 | $60M | <1% |
| Insurance companies | – | $2M | <1% |
Disciplinary disclosures
Kornitzer Capital Management, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗kornitzercapitalmanagement.com ↗
AtlasMembers
The full record on Kornitzer Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 645 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Kornitzer Capital Management, Inc. manage?
Kornitzer Capital Management, Inc. reports $6.5 billion in regulatory assets under management across 5,080 accounts, 98% of it on a discretionary basis, on its Form ADV filed June 25, 2026.
What kind of firm is Kornitzer Capital Management, Inc.?
Kornitzer Capital Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Kornitzer Capital Management, Inc.’s clients?
By assets, its largest client types are investment companies ($3.3 billion, 10 clients); high-net-worth individuals ($2.8 billion, 700 clients); individuals ($122 million, 1,188 clients).
Does Kornitzer Capital Management, Inc. have any disciplinary history?
Kornitzer Capital Management, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kornitzer Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →