Chief Compliance Officer · Kornitzer Capital Management, Inc.
William F. Coats
CRD 6500371 · Named on Form ADV at one SEC-registered adviser
At a glance
Kornitzer Capital Management, Inc., an SEC-registered asset manager based in Mission, KS with $6.5 billion in regulatory assets, lists William F. Coats on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Kornitzer Capital Management, Inc.Chief Compliance OfficerAsset manager · Mission, KS · $6.5B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- John C. KornitzerChairman, Stockholder, Director, Kornitzer Capital Management, Inc.
- Barry E. KosterChief Financial Officer, Kornitzer Capital Management, Inc.
- Joseph C. NeubergerPresident, Director, Kornitzer Capital Management, Inc.
- Laura A. Symon BrowneDirector, Kornitzer Capital Management, Inc.
- Adam J. KornitzerDirector, Kornitzer Capital Management, Inc.
1 more person named with William on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.