Asset manager · Montreal, QC, Canada
Global Alpha Capital Management LTD.
SEC-registered investment adviser · CRD 161512 · SEC 801-75679
At a glance
Global Alpha Capital Management LTD. is an SEC-registered investment adviser based in Montreal, QC, Canada, with $6.3 billion in regulatory assets under management as of its Form ADV filed June 26, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 615th of 3,218 asset managers and 1,796th of 17,210 SEC-registered advisers by assets.
Main office 514-287-0110LinkedInAs filed on Form ADV
- Regulatory AUM
- $6.3B
- Rank among asset managers
- #615 of 3,218
- Rank among all SEC RIAs
- #1,796 of 17,210
- Clients
- 137
- Accounts
- 139
- Discretionary
- 100% of AUM
- Employees
- 24
- Advisory staff
- 21
- Offices
- 2
Owners and executives on its Form ADV
- John W. StoddartDirector, Vice President
- Patrick D. RobitailleCorporate Secretary
- Robert BeauregardDirector, President, UDP
- Eric R. HasenauerSN. Vice President, Co-Head
- Gary J SimonetteVice President
- Stephen E. ReynoldsVice President
- Timothy M. MarzecVice President
- John W. RickettsSN. Vice President, Co-Head
- Michael J. WalshDirector
- David SavignacVice President
- Qing JiDirector
- Sabrina LacroixChief Compliance Officer
Custody and brokerage
6 custodians
- Desjardins$693M24%
- CIBC Mellon Global Securities Services$495M17%
- BNY$466M16%
- Northern Trust$465M16%
- J.P. Morgan$440M15%
- RBC$304M11%
Broker-dealer
Hybrid RIA
Global Alpha Capital Management LTD. is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 8 | $1.4B | 22% |
| Pension and profit sharing plans | 34 | $1.4B | 22% |
| Other investment advisers | 12 | $1.3B | 21% |
| Pooled investment vehicles | 1 | $1.1B | 17% |
| Corporations or other businesses | 57 | $615M | 10% |
| Insurance companies | 19 | $405M | 6% |
| Other | 6 | $72M | 1% |
| Charitable organizations | – | $8M | <1% |
Private funds
Global Alpha Capital Management LTD. reports 1 private funds with $1.1B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Global Alpha Capital Management LTD. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Global Alpha Capital Management LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 651 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Global Alpha Capital Management LTD. manage?
Global Alpha Capital Management LTD. reports $6.3 billion in regulatory assets under management across 139 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 26, 2026.
What kind of firm is Global Alpha Capital Management LTD.?
Global Alpha Capital Management LTD. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Global Alpha Capital Management LTD.’s clients?
By assets, its largest client types are state or municipal government entities ($1.4 billion, 8 clients); pension and profit sharing plans ($1.4 billion, 34 clients); other investment advisers ($1.3 billion, 12 clients).
Does Global Alpha Capital Management LTD. manage private funds?
Yes. It reports 1 private funds with $1.1 billion in gross assets, including other private funds.
Does Global Alpha Capital Management LTD. have any disciplinary history?
Global Alpha Capital Management LTD. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Global Alpha Capital Management LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →