Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data.
3,733 firms manage $117.7 trillionhybrid
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- 048Columbia Management Investment Advisers, LLCAsset managerHybridAmerican Enterprise Investment Services Inc., Ameriprise Financial Services, LLC$502B
- 049Raymond James & Associates, Inc.Broker-dealer firmHybridCarillon Fund Distributors, Inc., Greensledge Capital Markets LLC$501B
- 051Allspring Global Investments, LLCAsset managerHybridAllspring Funds Distributor, LLC$476B
- 053J.P. Morgan Private Investments Inc.Wealth managerBank-affiliatedHybridJ.P. Morgan Securities LLC, Jpmorgan Distribution Services, Inc.$470B
- 054Dodge & COXAsset managerHybrid$467B
- 055Ares Management LLCPrivate fund adviserHybridAres Management Capital Markets LLC, Aspida Financial Distributors, LLC$459B
- 056J.P. Morgan Securities LLCBroker-dealer firmHybridJ.P. Morgan Institutional Investments Inc., Jpmorgan Distribution Services, Inc.$430B
- 057Principal Asset ManagementAsset managerHybridEquity FC, LTD., Principal Funds Distributor, Inc., clears through National Financial Services (Fidelity)$428B
- 058U.S. Bancorp Asset Management, Inc.Asset managerHybridBtig, LLC, U.S. Bancorp Advisors, LLC$427B
- 059BNY Mellon Investment Adviser, Inc.Asset managerHybridBNY Mellon Asset Management Canada, LTD, BNY Mellon Capital Markets, LLC, clears through PershingNo custodian reported$419B
- 061Kohlberg Kravis Roberts & Co. L.P.Private fund adviserHybridGlobal Atlantic Distributors, LLC, KKR Capital Markets (ireland) Limited$400B
- 062Neuberger Berman Investment Advisers LLCAsset managerHybridNeuberger Berman BD LLC$399B
- 063Robert W. Baird & Co. IncorporatedBroker-dealer firmHybridBaird Strategas LLC, Robert W. Baird Gmbh$394B
- 064Barings LLCAsset managerHybridBarings Securities LLC$393B
- 065Raymond James Financial Services Advisors, IncWealth managerBank-affiliatedHybridCarillon Fund Distributors, Inc., Cebile Capital LLP$390B
- 066Loomis, Sayles & Company, L.P.Asset managerHybridLoomis Sayles Distributors, L.P., Natixis Distribution, LLC$387B
- 068Janus Henderson InvestorsAsset managerHybridJanus Henderson Distributors US LLC, Janus Henderson Services US LLC$380B
- 069Dimensional Fund Advisors LTDAsset managerHybridDFA Securities LLC, Dimensional Fund Advisors Canada ULC$365B
- 072Fiam LLCAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)$348B
- 073Pgim Investments LLCAsset managerHybridPruco Securities, LLC, Prudential Annuities Distributors, IncNo custodian reported$345B
- 074Vanguard Advisers, Inc.Wealth managerBank-affiliatedHybridVanguard Marketing Corporation$345B
- 077NYL Investors LLCAsset managerHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)$329B
- 080Allspring Funds Management, LLCAsset managerHybridAllspring Funds Distributor, LLC$325B
- 082AQR Capital Management, LLCPrivate fund adviserHybridAQR Investments, LLC$312B
- 083RBC Capital Markets, LLCBroker-dealer firmHybridRBC CMA LTD, RBC Dominion Securities, Inc.No custodian reported$310B
- 084First Trust Advisors LPAsset managerHybridFirst Trust Japan GK, First Trust Portfolios Asia PTE. LTD.$309B
- 085American Century Investment Management IncAsset managerHybridAmerican Century Investment Services, Inc.$306B
- 088Tiaa-Cref Investment Management LLCAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLCNo custodian reported$292B
- 089The Carlyle GroupPrivate fund adviserHybridCarlyle Asia Limited, Carlyle Australia Equity Management PTY LimitedNo custodian reported$284B
- 090Victory Capital Management Inc.Asset managerHybridVictory Capital Services, Inc., clears through Pershing$283B
- 091Nuveen Asset Management, LLCAsset managerHybridNuveen Securities, LLC$280B
- 093Voya Investment Management Co. LLCAsset managerHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC$275B
- 096KKR Credit Advisors (US) LLCAsset managerHybridAlps Co-Invest GP LLC, KKR Australia Investment Management PTY Limited$271B
- 097Lord, Abbett & Co. LLCAsset managerHybridLord Abbett Distributor LLC$270B
- 100Cetera Investment Advisers LLCWealth managerWrap sponsorHybridCetera Advisors LLC, Cetera Financial Specialists LLC, clears through Pershing$257B
- 101Wells Fargo AdvisorsBroker-dealer firmHybridWells Fargo Bank, National Association., Wells Fargo Clearing Services, LLC$252B
- 102Capital Bank and Trust CompanyPrivate fund adviserHybridCapital Client Group, Inc.$251B
- 103Vanguard Global Advisers, LLCPrivate fund adviserHybridVanguard Investments Canada Inc., Vanguard Marketing CorporationNo custodian reported$250B
- 106Jackson National Asset Management, LLCAsset managerHybridJackson National Life Distributors LLCNo custodian reported$246B
- 107Guggenheim Partners Investment Management, LLCAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing$241B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25