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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1145
    Impresa Management LLCBoston, MA · 43 clientsPrivate fund adviserHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $13B
  2. 1150
    Ascensus Investment Advisors, LLCNeedham, MA · 27 clientsAsset managerHybridAscensus Broker Dealer Services, LLC, Kroll Securities LLC
    BNY 100%
    $13B
  3. 1151
    Chartwell Investment Partners, LLCBerwyn, PA · 340 clientsAsset managerHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $13B
  4. 1156
    State Farm Investment Management Corp.Bloomington, IL · 3,575 clientsAsset managerHybridState Farm VP Management Corp.
    No custodian reported
    $13B
  5. 1158
    Independent Financial Group, LLCSan Diego, CA · 26,635 clientsBroker-dealer firmHybrid
    Pershing 100%
    $13B
  6. 1162
    Citizens Securities, Inc.Johnston, RI · 60,545 clientsBroker-dealer firmHybridCitizens JMP Securities, LLC
    No custodian reported
    $13B
  7. 1166
    Ariel Investments, LLCChicago, IL · 146 clientsAsset managerHybridAriel Distributors, LLC
    Northern Trust 52%BNY 27%
    $13B
  8. 1168
    United Planners' Financial Services of America A Limited PartnerScottsdale, AZ · 30,369 clientsBroker-dealer firmHybrid
    Schwab 70%
    $13B
  9. 1169
    Cbiz Investment Advisory Services, LLCCleveland, OH · 2,850 clientsAsset managerHybridCbiz Financial Solutions, Inc.
    Fidelity 27%
    $13B
  10. 1170
    Brookstone Capital Management LLCWheaton, IL · 54,845 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $13B
  11. 1171
    Duff & Phelps Investment Management Co.Chicago, IL · 44 clientsAsset managerHybridVP Distributors LLC
    State Street 100%
    $13B
  12. 1174
    First Trust Capital Management L.P.Chicago, IL · 40 clientsAsset managerHybridFirst Trust Portfolios L.P.
    No custodian reported
    $13B
  13. 1176
    First Eagle Alternative Credit, LLCBoston, MA · 72 clientsPrivate fund adviserHybridFEF Distributors, LLC
    BNY 83%
    $13B
  14. 1180
    Westwood Management CorpDallas, TX · 247 clientsAsset managerHybridSalient Capital L.P.
    Northern Trust 32%BNY 28%State Street 25%
    $12B
  15. 1182
    Royce Investment PartnersNew York, NY · 979 clientsAsset managerHybridFranklin Distributors, LLC, Franklin Templeton International Services S.a R.L.
    Morgan Stanley 60%BNY 26%
    $12B
  16. 1184
    Neuberger Berman Canada ULCToronto, Ontario, Canada · 3,366 clientsAsset managerHybridNeuberger Berman BD LLC
    Fidelity 62%BNY 38%
    $12B
  17. 1187
    Ramirez Asset Management, Inc.New York, NY · 677 clientsAsset managerHybridSamuel A. Ramirez & Company, Inc.
    BNY 36%Northern Trust 26%U.S. Bank 25%
    $12B
  18. 1190
    BSP CLO Management LLCNew York, NY · 22 clientsPrivate fund adviserHybridFranklin Distributors, LLC
    No custodian reported
    $12B
  19. 1199
    Mairs & PowerSt. Paul, MN · 773 clientsAsset managerHybrid
    Schwab 85%
    $12B
  20. 1202
    Gilder Gagnon Howe & Co. LLCNew York, NY · 5,749 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $12B
  21. 1205
    Investcorp Credit Management US LLCNew York, NY · 42 clientsPrivate fund adviserHybridInvestcorp Asia Financial Services PTE LTD., Investcorp Asset Advisory Services Limited
    State Street 100%
    $12B
  22. 1210
    Vontobel Swiss Financial AdvisersZurich, Switzerland · 2,583 clientsBroker-dealer firmHybridBank Vontobel AG, Vontobel Securities LTD.
    Bank Vontobel AG 100%
    $12B
  23. 1211
    Sentinel Pension Advisors, LLC.Wakefield, MA · 2,056 clientsAsset managerHybridSentinel Securities, LLC.
    No custodian reported
    $12B
  24. 1212
    Christian Brothers Investment Services, Inc.Chicago, IL · 1 clientsAsset managerHybrid
    No custodian reported
    $12B
  25. 1213
    Canyon Capital Advisors LLCDallas, TX · 28 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $12B
  26. 1214
    Canyon CLO Advisors LPDallas, TX · 27 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $12B
  27. 1221
    Stonebridge Advisors LLCWilton, CT · 255 clientsAsset managerHybridFirst Trust Portfolios L.P.
    Schwab 44%UBS 43%
    $12B
  28. 1222
    Akre Capital Management, LLCMiddleburg, VA · 220 clientsAsset managerHybrid
    Schwab 58%Fidelity 42%
    $12B
  29. 1229
    Yacktman Asset Management LPAustin, TX · 636 clientsAsset managerHybridAMG Distributors, Inc.
    Goldman Sachs 75%UBS 25%
    $12B
  30. 1230
    Gamco Asset Management Inc.Greenwich, CT · 2,042 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    J.P. Morgan 55%Wells Fargo 45%
    $12B
  31. 1232
    Winton Capital Management LTD.London, United Kingdom · 36 clientsPrivate fund adviserHybrid
    J.P. Morgan 38%Goldman Sachs 31%BNY 30%
    $12B
  32. 1235
    CS McKeeWarrendale, PA · 554 clientsAsset managerHybridSanctuary Securities, Inc.
    Northern Trust 100%
    $12B
  33. 1236
    TPG Solutions AdvisorsFort Worth, TX · 35 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $12B
  34. 1240
    Curi Capital, LLCChicago, IL · 2,960 clientsWealth managerHybrid
    Fidelity 82%
    $12B
  35. 1241
    Cullen Capital Management, LLCNew York, NY · 8,417 clientsWealth managerHybrid
    J.P. Morgan 44%UBS 30%Schwab 26%
    $12B
  36. 1242
    Krane Funds Advisors, LLCNew York, NY · 52 clientsAsset managerHybrid
    Schwab 100%
    $12B
  37. 1243
    Apollon Wealth Management, LLCMount Pleasant, SC · 8,389 clientsWealth managerHybrid
    Schwab 49%Fidelity 24%
    $12B
  38. 1246
    Sprucegrove Investment Management LTDToronto, Ontario, Canada · 48 clientsAsset managerHybrid
    State Street 46%J.P. Morgan 46%
    $12B
  39. 1250
    Angel Oak Capital Advisors, LLCAtlanta, GA · 34 clientsAsset managerHybrid
    U.S. Bank 68%BNY 32%
    $11B
  40. 1252
    Lasalle Investment ManagementChicago, IL · 25 clientsPrivate fund adviserHybridJones Lang Lasalle Securities, LLC, Lasalle Investment Management Distributors, LLC
    No custodian reported
    $11B

RIAs by state