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Est. 2026The front page of wealth managementNew York

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IN Wealth firms report organic growth rebound, but process gaps persistIN Shareholder support rebounds even as proxy proposals hit new lowIN AI governance gaps leave RIAs exposed to a new wave of cyber threatsIN Home affordability crisis deepens as mortgage rates and hidden costs riseFP Year-end tax planning: 5 moves advisors should review with clients4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-term
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16027
    SVN GlobalSao Paulo, Brazil · 87 clientsWealth managerPublic-company ownedHybridSVN Agentes Autonomos De Investimentos S/s Ltda, SVN Capital - Assessores De Investimentos S/s Ltda
    Apex Fintech 72%Pershing 28%
    $38M
  2. 16057
    Supreme Alliance LLC109 clientsBroker-dealer firmHybrid
    No custodian reported
    $35M
  3. 16062
    Berenberg Asset Management LLCNew York, NYAsset managerAffiliated broker-dealerBerenberg Capital Markets LLC, JOH. Berenberg, Gossler & Co. KG, clears through Pershing
    Principal Custody Solutions 100%
    $35M
  4. 16069
    Westchester Capital Partners, LLCValhalla, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerVP Distributors, LLC
    No custodian reported
    $34M
  5. 16073
    Telsey Consumer Fund Management LPNew York, NY · 2 clientsPrivate fund adviserHybridTelsey Advisory Group LLC
    No custodian reported
    $34M
  6. 16089
    Variant PerceptionCharlotte, NC · 1 clientsAsset managerAffiliated broker-dealerElevation, LLC, clears through RBC Capital Markets
    No custodian reported
    $32M
  7. 16096
    Kenmar Preferred Investments, LLCNew York, NY · 2 clientsBroker-dealer firmAffiliated broker-dealerKenmar Securities, LLC
    No custodian reported
    $31M
  8. 16127
    M3sixty Capital, LLCFairway, KS · 4 clientsAsset managerHybrid
    No custodian reported
    $29M
  9. 16131
    CleveralphaHawthorne, CA · 55 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $28M
  10. 16134
    Dominari Securities LLCNew York, NY · 63 clientsBroker-dealer firmHybrid
    Schwab 100%
    $28M
  11. 16142
    St Bernard Asset Management, Inc.Russellville, AR · 69 clientsWealth managerHybrid
    No custodian reported
    $27M
  12. 16155
    CgamNaperville, IL · 3 clientsAsset managerHybridCalamos Financial Services LLC
    No custodian reported
    $27M
  13. 16158
    Pantheon Infra Advisors, LLCSan Francisco, CA · 1 clientsAsset managerAffiliated broker-dealerPantheon Securities, LLC
    No custodian reported
    $27M
  14. 16164
    Nexadvisors, LLCDallas, TX · 6 clientsWealth managerBank-affiliatedAffiliated broker-dealerNexbank Securities Inc, Nexpoint Securities, Inc.
    Pershing 74%Axos 24%
    $26M
  15. 16166
    First GlobalNorth Harrow, Middx, United Kingdom · 746 clientsWealth managerAffiliated broker-dealerFirst Global Stockbroking PVT. LTD.
    Interactive Brokers 100%
    $26M
  16. 16192
    Albert Investments, LLCSanta Barbara, CA · 209,650 clientsWealth managerWrap sponsorHybridAlbert Securities, LLC, clears through Apex Clearing
    Apex Fintech 100%
    $23M
  17. 16196
    Baird Principal Group Management Company I, LLCMilwaukee, WI · 1 clientsAsset managerHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $22M
  18. 16199
    Prce Management LLCAlpharetta, GA · 1 clientsPrivate fund adviserHybridFirst Southern, LLC
    No custodian reported
    $22M
  19. 16202
    K.J. Harrison & Partners (USA) Inc.Toronto, On, Canada · 5 clientsAsset managerHybridHarbourfront Wealth Management Inc., K.J. Harrison & Partners Inc.
    Morgan Stanley 100%
    $22M
  20. 16203
    Innovation Partners LLCCharlotte, NC · 26 clientsBroker-dealer firmHybrid
    No custodian reported
    $22M
  21. 16212
    CNL Fund Advisors II, LLCOrlando, FL · 1 clientsPrivate fund adviserHybridCNL Securities Corp.
    No custodian reported
    $20M
  22. 16223
    Public Advisors LLCNew York, NY · 4,521 clientsWealth managerHybridOpen TO the Public Investing, Inc.
    Apex Fintech 100%
    $19M
  23. 16224
    Kahn Brothers Asset Management CorpNew York, NY · 1 clientsPrivate fund adviserHybridKahn Brothers LLC, clears through Pershing
    No custodian reported
    $18M
  24. 16235
    Highgate Group USA Inc.Montreal, Quebec, Canada · 20 clientsWealth managerHybridHighgate Group Inc.
    RBC 55%Interactive Brokers 45%
    $17M
  25. 16237
    Hunter Private Capital Advisors, LLCPittsburgh, PA · 2 clientsPrivate fund adviserHybridHunter Associates Investment Management LLC
    No custodian reported
    $16M
  26. 16238
    Svof/mm, LLCSanta Monica, CA · 1 clientsPrivate fund adviserAffiliated broker-dealerBlackrock Asset Management Deutschland AG, Blackrock Execution Services
    No custodian reported
    $16M
  27. 16241
    Riverwalk Capital Partners, LLCChicago, IL · 1 clientsPrivate fund adviserAffiliated broker-dealerIHT Securities, LLC
    No custodian reported
    $16M
  28. 16247
    SPP Credit Advisors LLCAsset managerHybridSPP Capital Partners, LLC
    No custodian reported
    $15M
  29. 16251
    Class VI Ventures, LLCDenver, CO · 1 clientsPrivate fund adviserHybridClass VI Securities, LLC
    No custodian reported
    $15M
  30. 16257
    Omega Advisers, LLC.30 clientsBroker-dealer firmHybridFirst Omega, LLC
    No custodian reported
    $14M
  31. 16262
    Sparx Asia Investment Advisors LimitedWanchai, Hong Kong · 2 clientsPrivate fund adviserAffiliated broker-dealerSparx Asset Management Co., LTD.
    No custodian reported
    $13M
  32. 16267
    G-Legion, LLCChicago, IL · 1 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    No custodian reported
    $13M
  33. 16272
    MoneylionNew York, NY · 732,776 clientsWealth managerPublic-company ownedHybridMoneylion Securities LLC
    Drivewealth 100%
    $12M
  34. 16275
    Lendingrobot611 clientsWealth managerAffiliated broker-dealerLime Trading Corp, clears through Axos Clearing, Vision Financial Markets, Wedbush
    No custodian reported
    $12M
  35. 16285
    Advanced Advisor Group, LLCCambridge, MN · 58 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $11M
  36. 16299
    Empiric InstitutionalAustin, TX · 6 clientsAsset managerHybridEmpiric Distributors, Inc.
    Raymond James 57%Schwab 30%
    $10M
  37. 16301
    E. Magnus Oppenheim & Co. Inc.New York, NY · 11 clientsBroker-dealer firmAffiliated broker-dealerParsonex Capital Markets, LLC, Parsonex Securities, Inc.
    No custodian reported
    $10M
  38. 16306
    FBL Wealth Management, LLCWest Des Moines, IAWealth managerPublic-company ownedHybridFBL Marketing Services, LLC
    No custodian reported
    $9M
  39. 16311
    J.p.morgan Wealth Management Solutions Inc.New York, NY · 33 clientsWealth managerBank-affiliatedHybridJ.P. Morgan Securities LLC
    J.P. Morgan 100%
    $9M
  40. 16320
    M.D. Sass-Macquarie Financial Strategies Management Company, LLCNew York, NY · 2 clientsPrivate fund adviserHybridM.D. Sass Securities, L.L.C., Macquarie Capital (USA) Inc.
    No custodian reported
    $8M

RIAs by state