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Asset manager · New York, NY

Berenberg Asset Management LLC

SEC-registered investment adviser · CRD 171274 · SEC 801-79887

At a glance

Berenberg Asset Management LLC is an SEC-registered investment adviser based in New York, New York, with $35 million in regulatory assets under management as of its Form ADV filed July 17, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 2,471st of 3,218 asset managers and 16,062nd of 17,210 SEC-registered advisers by assets.

Main office 646-949-9000As filed on Form ADV

Regulatory AUM
$35M
Rank among asset managers
#2,471 of 3,218
Rank among all SEC RIAs
#16,062 of 17,210
Rank in New York
#2,419 of 2,591
Clients
0
Accounts
1
Discretionary
100% of AUM
Employees
30
Advisory staff
17
Offices
4

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Principal Custody Solutions$35M

Other RIAs using Principal Custody Solutions

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Berenberg Capital Markets LLC and JOH. Berenberg, Gossler & Co. KG.

Its Form ADV brochure (filed July 2026) names Berenberg Capital Markets as the broker-dealer its advisers are registered with.

Certain executive officers and other employees are separately licensed as registered representatives of BCM.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Corporations or other businesses–$35M100%

Disciplinary disclosures

Berenberg Asset Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for businesses and institutions
  • Pension consulting

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Berenberg Asset Management LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 204 peers of its type and size
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Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
3Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Berenberg Asset Management LLC manage?

Berenberg Asset Management LLC reports $35 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 17, 2026.

What kind of firm is Berenberg Asset Management LLC?

Berenberg Asset Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.

Who are Berenberg Asset Management LLC’s clients?

By assets, its largest client types are corporations or other businesses ($35 million).

Does Berenberg Asset Management LLC have any disciplinary history?

Berenberg Asset Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Berenberg Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →