Asset manager · Chicago, IL
G-Legion, LLC
SEC-registered investment adviser · CRD 286297 · SEC 801-108880
At a glance
G-Legion, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $13 million in regulatory assets under management as of its Form ADV filed July 30, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 2,522nd of 3,218 asset managers and 16,267th of 17,210 SEC-registered advisers by assets.
Main office 312-786-5000tetonadv.comAs filed on Form ADV
- Regulatory AUM
- $13M
- Rank among asset managers
- #2,522 of 3,218
- Rank among all SEC RIAs
- #16,267 of 17,210
- Rank in Illinois
- #653 of 684
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Tiffany R. HaydenChief Compliance Officer
- Casey C. HaarsChief Financial Officer
- Anand RawaniRisk Management / ESG
- Manjit S. KalhaVice President Finance
- Vincent M AmabileChief Executive Officer
Custody and brokerage
Custodian
G-Legion, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
G-Legion, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: G.distributors, LLC and G.research, LLC.
- G.distributors, LLC ↗CRD 155071
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
- G.research, LLC ↗CRD 7353
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed July 2026) names G.research as the broker-dealer its advisers are registered with.
Certain of the Advisor’s management persons are registered representatives of G.research.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $13M | 100% |
Disciplinary disclosures
G-Legion, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗tetonadv.com ↗
AtlasMembers
The full record on G-Legion, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 98 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does G-Legion, LLC manage?
G-Legion, LLC reports $13 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
What kind of firm is G-Legion, LLC?
G-Legion, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are G-Legion, LLC’s clients?
By assets, its largest client types are investment companies ($13 million, 1 clients).
Does G-Legion, LLC have any disciplinary history?
G-Legion, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is G-Legion, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →