Wealth manager, independent · North Harrow, Middx, United Kingdom
First Global
First Global (UK) Limited · SEC-registered investment adviser · CRD 312469 · SEC 801-121177
At a glance
First Global is an SEC-registered investment adviser based in North Harrow, Middx, United Kingdom, with $26 million in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 744 individual clients. By Form ADV it is a wealth manager, ranked 8,696th of 8,915 wealth managers and 16,166th of 17,210 SEC-registered advisers by assets.
Main office +442089044942firstglobalsec.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $26M
- Rank among wealth managers
- #8,696 of 8,915
- Rank among all SEC RIAs
- #16,166 of 17,210
- Individual clients
- 744
- High-net-worth clients
- 26
- Accounts
- 746
- Discretionary
- 55% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Neeraj KhannaChief Compliance Officer and Director
- Devina MehraDirector and Indirect Owner
- Rajesh PoreDirector
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: First Global Stockbroking PVT. LTD..
- First Global Stockbroking PVT. LTD.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $12M | 45% |
| Individuals | 718 | $8M | 31% |
| High-net-worth individuals | 26 | $6M | 24% |
| Investment companies | 1 | $0M | <1% |
Private funds
First Global reports 1 private funds with $10M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
First Global answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗firstglobalsec.com ↗
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The full record on First Global
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 363 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does First Global manage?
First Global reports $26 million in regulatory assets under management across 746 accounts, 55% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is First Global?
First Global is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are First Global’s clients?
By assets, its largest client types are pooled investment vehicles ($12 million, 1 clients); individuals ($8 million, 718 clients); high-net-worth individuals ($6 million, 26 clients).
Does First Global manage private funds?
Yes. It reports 1 private funds with $10 million in gross assets, including hedge funds.
Does First Global have any disciplinary history?
First Global answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is First Global’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →